Maryland CLE - All Courses
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Filing Requirements and Due Diligence Obligations for Public Offerings and Private Placements
Join FINRA staff and industry experts for an in-depth discussion on the regulatory landscape of registered and unregistered offerings. This CLE course covers essential filing requirements, due diligence practices, and conflict-of-interest management strategies for legal professionals. Key Topics: Filing requirements for both registered and unregistered offerings Due diligence on issuers and investors for unregistered offerings Key considerations for registered offerings, including... More Info
$350.75General Credit -
Communication Supervision Trends and Effective Practices
This CLE course offers a comprehensive exploration of critical issues in communications supervision, with a focus on emerging trends in off-channel communications and social media. Join industry experts and regulatory professionals as they provide practical insights into the latest supervisory challenges, share key examination findings, and discuss strategies for enhancing compliance programs. Key Topics Include: Off-Channel Communications: Examination findings and best practices for... More Info
$350.75General Credit -
Keeping Current With Fixed Income Securities
This CLE session offers attorneys a timely and in-depth overview of current legal and regulatory developments in the fixed income securities markets. Featuring staff from FINRA and the MSRB, the program will explore recent enforcement actions, evolving rule interpretations, and practical compliance guidance relevant to firms operating in this space. Attendees will gain insight into how current regulatory priorities are shaping supervision, reporting obligations, and firm conduct. Topics... More Info
$350.75General Credit -
A Primer on Civil Trial Preparation
Preparing for trial involves managing a variety of topics. For a solo or small firm practitioner, you may have little or no help getting ready for trial, so managing your time, your client’s expectations, the challenges of discovery, witnesses, motion practice, and the trial itself can be overwhelming. This CLE course will provide some practical tips and insights on how to manage your trial preparation. More Info
$501General Credit -
Critical Updates: How DUIs & Serious Traffic Offenses Impact Your Client’s Illinois Driver’s License
This CLE course will guide you through the maze of issues and problems that result from your client’s DUIs and/or other serious driving offenses and the effect it has on your client’s Illinois Driver’s License (DL). Illinois is one of the more difficult states when it comes to these issues. It is not only difficult to figure out what exactly will happen with your client’s Illinois DL after a DUI or serious traffic offense but what to do to help them regain their driving privileges.... More Info
$501General Credit -
Pooled Special Needs Trusts: An Important Tool to Protect Clients & Preserve Public Benefits
If your client has a disability, or has a loved one with a disability, this impacts representation in a variety of areas, including estate planning, family law, and personal injury law. The complexity of planning for the future and navigating public benefits creates unique challenges. Attorneys must act carefully to safeguard the person’s eligibility for public benefits and to supplement those benefits to improve their quality of life. A pooled special needs trust (PSNT) is a... More Info
$501General Credit -
AI, Cybersecurity and Privacy: What Attorneys Need to Know About Emerging ISO Standards
Artificial intelligence (AI) is increasingly embedded in enterprise and public-sector systems. The legal community must understand the emerging standards that govern AI cybersecurity and privacy. This CLE session introduces attorneys to ISO/IEC 27090 and ISO/IEC 27091—two draft international standards that aim to establish robust frameworks for securing AI systems and managing associated privacy risks. ISO/IEC 27090 focuses on AI system security, including threat surfaces, model robustne... More Info
$501General Credit -
Transfer on Death Deeds Law Under NY Real Property Law, Chapter 50, Article 12 & Section 424
On April 20, 2024, as part of the New York State Budget, New York State adopted legislation: the Heirs Property and Deed Theft Prevention Act of 2024. Among the many aspects of law was the creation of the Transfer on Death Deed (TODD) as defined in New York Real Property Law (RPL) Section 424. New York State has joined other states in recognizing the use of TODD, which in NY is limited to the distribution of real property upon death. This program will help you understand t... More Info
$501General Credit -
Ethical Use of Social Media in One's Legal Practice
This CLE course will explore some of the major traps that Lawyers and Law Firms face when using the various social media platforms that permeate the world as we know it. The course will in addition to identifying those traps outline best practices one can utilized to avoid the traps before they are ever tripped. Next the course will look at dealing with mistakes and errors that may have been made despite your best efforts. Specific areas of investigation will include lawyer advertisin... More Info
$501Ethics Credit -
How to Free Lifers: Parole Law in California
This CLE course provides an essential guide to representing clients serving indeterminate life sentences—commonly known as “lifers”—before California’s Board of Parole Hearings. Participants will explore the legal framework governing parole eligibility, including the standards of “current dangerousness” and “insight,” and gain practical tools for preparing clients and presenting persuasive parole cases. Topics include parole plans, psychological evaluations, mitigation strategies, and... More Info
$501.25General Credits