Securities Law Bundle - Georgia CLE

We have selected our most popular lectures and bundled them together into our Securities Law Bundle. This Bundle contains 12 Credit Hours of CLE Lectures including 1 hour of Ethics and 1 hour of Professionalism. *The Commission on Continuing Lawyer Competency (CCLC) has permanently suspended the rule limiting the number of distance learning courses GA attorneys are allowed to take. Going forward, GA lawyers can complete all or any portion of their CLE requirement through approved distance learning CLE programs.

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12
Credit Hours
of CLE Lectures
Save $301
Only $299
Save $301
Courses priced individually at $600
  • 2 Ethics
  • 1 Professionalism

Securities Law Bundle Includes:

  • $50

    Professionalism for Attorneys

    Professionalism Credits: 1

    Explore the core principles that guide ethical and professional practice in the legal field. This CLE course delves into the Lawyer’s Creed and the Aspirational Statement on Professionalism, inviting attorneys to reflect on how these ideals influence everyday decision-making. Participants will e...

  • $50

    Legal Risk and Regulatory Strategy: A Conversation with FINRA Senior Leaders

    General Credits: 1

    This CLE course, tailored for legal and compliance professionals in the financial industry, addresses key FINRA regulatory topics based on audience questions. It provides actionable insights to navigate the evolving regulatory landscape. What You Will Learn FINRA Forward Initiatives: Understand...

  • $50

    Compliance & Legal Trends

    General Credits: 1

    In a financial and regulatory environment marked by rapid transformation, legal professionals play a critical role in guiding firms through evolving compliance expectations. This CLE course offers attorneys a forward-looking discussion on the emerging trends and strategic priorities shaping the sec...

  • $50

    Complex Products: New Developments and Compliance Considerations for Retail Firms

    General Credits: 1

    As complex investment products become increasingly prevalent in the retail market, attorneys and compliance professionals face heightened challenges in navigating legal risk, regulatory scrutiny, and investor protection obligations. This 60-minute CLE session—designed for legal and compliance p...

  • $50

    How to Use Data to Drive Effective Oversight

    General Credits: 1

    As data analytics become central to regulatory compliance, legal professionals must understand how firms use data to guide surveillance and oversight. This CLE session offers attorneys a practical look at how firms—large and small—are adopting risk-based, outcome-driven approaches to compliance thr...

  • $50

    Financial Management Regulatory Developments

    General Credits: 1

    This CLE course provides legal professionals with a timely and in-depth review of the evolving regulatory landscape governing financial responsibility in the securities industry. Anchored in the key findings of the 2025 Regulatory Oversight Report, the session is designed to help attorneys understa...

  • $50

    Artificial Intelligence: Opportunities and Use by Member Firms

    General Credits: 1

    This CLE course offers a focused overview of how artificial intelligence — especially Generative AI and Large Language Models — is being adopted across the financial services industry, with clear implications for legal professionals. Based on recent data from FINRA and industry leaders, it explores...

  • $50

    Financial Crimes: Getting Ahead of the Adversaries

    General Credits: 1

    As financial crimes evolve, staying ahead of emerging threats is essential. This CLE course explores recent fraud and money laundering trends impacting firms and markets, with a focus on actionable prevention and detection strategies. Key topics include: Highlights from the Annual Report’s Fina...

  • $50

    Capital Formation Developments

    General Credits: 1

    Capital formation remains a vital engine for economic growth—but in today’s rapidly evolving financial environment, legal professionals must navigate a shifting landscape of regulation, innovation, and market dynamics. This CLE course offers attorneys a comprehensive overview of the latest developm...

  • $50

    Mitigating Impacts of Fraud and Scams Targeting Customers

    General Credits: 1

    As fraud schemes become more complex, legal professionals play a vital role in protecting investors and guiding firms through each stage of a fraud event. This CLE session offers a practical look at the full lifecycle of a fraud scheme—from investor targeting to post-incident recovery—and outlines...

  • $100

    Ethically Promoting Your Legal Practice: Rules, Risks, and Best Practices

    Ethics Credits: 2

    Attorneys today face increasing pressure to market their practices effectively while staying within the bounds of professional responsibility. This CLE program provides a comprehensive review of the ethical framework governing attorney advertising and client communications, with practical guidance...

12
Credit Hours
of CLE Lectures

CLE Your Way, Anywhere!
DVDs, Audio CDs, USB Stick, Online & iOS/Android App included at no extra charge!

Course Media Options
Only $299
Save $301
Courses priced individually at $600

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