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Securities Law Bundle - Georgia CLE

Total Credits:6 Ethics/Specialty Credits:3
Bundle Price:$169 (Save $131!)

We have selected our most popular lectures and bundled them together into our Securities Law Bundle. This Bundle contains 6 Credit Hours of CLE Lectures including 1 hour of Ethics and 1 hour of Professionalism.

The Model Rules, as adopted, are quite clear in their mandates for attorneys, describing the responsibilities that attorneys must accept and the prohibitions by which they must abide. They elucidate quite definitely the What of ethical requirements,...

Prof Credits:2

This CLE program provides guidance on suspicious activity monitoring and other hot topics in AML (anti-money laundering). There is no shortage of "hot topics" in the Anti-Money Laundering (AML) compliance. As the industry has taken a leading approac...

General Credits:1

This CLE session provides and overview of new developments and trends in enforcement, including enforcement priorities, as well as policy changes and clarifications, particularly regarding information requests. Panelists highlight noteworthy decisio...

General Credits:1

This CLE session focuses on ethical considerations and the significant competing interests that compliance professionals and securities attorneys face on a daily basis. Practitioners discuss the roles and responsibilities of compliance professionals...

Ethics Credits:1

Attend this CLE program to hear a discussion on hot legal cases and enforcement actions impacting AML programs. Does your AML program meet evolving expectations and address emerging money laundering risks? Join FINRA staff and industry experts as th...

General Credits:1
National Academy of CLE is an approved provider of CLE courses in Georgia by the Georgia Commission on Continuing Lawyer Competency, sponsor #3730.


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