Florida CLE - All Courses
This is a listing of CLE Courses for Florida. Please make your selection below of Florida CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.
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Recent Developments with Practical Estate Planning Implications
The estate planning world is focused on the uncertainty of repeal (or not) which has profound impact on what planning might be appropriate. But practitioners should not overlook the stream of new developments that might impact clients now. This CLE program will provide a practical practice oriented review of new developments including the following: Estate tax repeal – what it means to planning. Portability new Relief - Rev. Proc. 2017-34 provides significant lenience to make a lat... More Info
$501General CreditSelf-Report -
Recent New Jersey Foreclosure Reform Measures
This CLE program will review the recent reform measures passed by the legislature regarding the foreclosure process in New Jersey. These measures include reforms to the foreclosure litigation process, sheriff sale procedures, and the institution of a foreclosure mediation program. Additionally, the reforms touch on several other areas related to foreclosure and real estate law including condominium liens and the licensing of the loan servicing and residential practice in New Jersey.... More Info
$501General CreditSelf-Report -
Recognizing and Removing Bias from the Legal Profession
Have you been hearing about implicit bias and wondering what that means and if it affects you? Do you question whether the legal profession truly upholds justice and fairness for all? Maybe you’re just wondering what all the hullabaloo is about. In any case, this CLE is for you. Together we will explore the origins of bias, define implicit and explicit bias, look at ways that bias has impacted the legal profession, and define the causes of action arising from bias. More Info
$391General CreditSelf-Report -
Red-Hot Issues in New Jersey Practice
Issues that are decided by New Jersey Courts are significant in many ways. Each of the cases and attendant issues that seasoned attorney Peter J. Kurshan discusses in this CLE presentation warrants your attention. The topics at bar include ethics, affidavits of merit, fee shifiting, negligent infliction of emotional distress, consumer fraud, dismissals for not providing discovery and the Entire Controversy Doctrine. Peter offers a rapid fire overview of these, and other subject areas. This is... More Info
$501General CreditSelf-Report -
Redefining Communications Compliance for the Digital Age
As we rely increasingly on mobile apps, social media, and other digital channels to communicate, how are firms addressing the compliance challenges and opportunities these media offer? Learn with industry and FINRA experts about how to navigate the increasingly complex landscape of firm communications with the public. Panelists cover lessons learned from FINRA’s ”finfluencer” targeted examinations, recent enforcement activity around off-channel communications, and how practitioners are approac... More Info
$501General CreditSelf-Report -
RegTech in Advertising and Compliance and Beyond
RegTech (Regulatory Technology) is more than a buzzword, it is a real movement that is already having an impact on regulatory compliance. This CLE lecture will give you insight on innovative technologies being used to develop more effective, efficient, and risk-based compliance programs in the area of communications with the public. This CLE lecture will discuss how RegTech tools are helping address new challenges and regulatory implications associated with supervision, vendor management, da... More Info
$501General CreditSelf-Report -
Regulation Best Interest and Form CRS: Recent Observations and What to Expect
Attend this program to hear how firms are complying with Regulation Best Interest (Reg BI) and Form CRS (client relationship summary) rules. Join FINRA staff and industry panelists as discuss issues and observations about how firms are complying with the rules. Panelists share what they are seeing during compliance examinations, effective practices, and resources available to help firms comply with future initiatives. After attending this session, you will be able to: Discuss... More Info
$501General CreditSelf-Report -
Remote Legal Work in the Post-Pandemic Age
The Pandemic has finally taught lawyers, even the most technologically averse, that they can work from just about anywhere. But have the law and professional responsibility rules kept pace? In this program, we will explore the disconnect between the reality of remote practice and the applicable legal and ethical rules. We will use hypotheticals to discuss the key issues, such as virtual law offices, working remotely across state lines, in-state law office requirements, and more.... More Info
$501Ethics CreditSelf-Report -
Remote Supervision
Join FINRA staff and industry panelists as they discuss what they have learned from working remotely. During the session, panelists discuss effective controls, procedures, and processes that member firms are incorporating to address supervision in a remote work environment. After attending this session, you will be able to: Identify controls, procedures, and processes that member firms are incorporating to address supervision in a remote work environment Review lessons learned and... More Info
$501General CreditSelf-Report -
Remote Supervision: Compliance Challenges in a Remote Working World
The COVID-19 pandemic significantly affected firms’ day-to-day operations across the securities industry, including requiring firms to transition most or all staff to remote work environments and implement remote supervisory practices. Join FINRA staff and industry panelists as they discuss challenges firms face with staff working from home during the COVID-19 pandemic. Panelists also share what they have learned from these events and how they have improved their Business Continuity P... More Info
$501General CreditSelf-Report