Colorado CLE - All Courses
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Advertising Compliance: Fundamentals of FINRA Rule 2210
This CLE course is designed for attorneys who are new to FINRA’s advertising rules or experienced practitioners interested in a refresher. A panel of FINRA professionals provides an overview of FINRA’s Communications With the Public rule, including filing requirements, internal approval and supervision, and content standards. Panelists answer questions about how to apply the rules to financial services communications and marketing materials. More Info
$501General Credit -
Advising a Client as to the Purchase of a Franchise
This CLE lecture will focus on providing information to a prospective franchisee as to the purchase of a franchise. The lecture will concentrate on the provisions contained in the franchisor’s Franchise Disclosure Document, typical provisions in the Franchise Agreement and the political ramifications as to where a franchisee should locate his franchise. More Info
$501General Credit -
Alternative Investments and Complex Products
This CLE program addresses developments related to alternative investments and complex products. The session emphasizes the importance of understanding product features, characteristics, and their supervisory challenges. After attending this session, you will be able to: Understand the latest regulatory developments related to alternative investments and complex products Discuss due diligence requirements and industry practices when recommending private placement and REIT securities... More Info
$501General Credit -
An Ethical Guide to Expert Witness Reports & Testimony
Although the procedures for litigating a construction lawsuit is, on its face, an adversarial process, the American Bar Association has established Model Rules of Professional Conduct to provide guidance for lawyer conduct to follow while “seek[ing] a result advantageous to its client but consistent with requirements of honest dealings with others.” These ethics standards apply not only to the interaction between counsel and the representation of their client, but also the retention an... More Info
$501Ethics Credit -
An Introduction to Chapter 7 Bankruptcy Basics
This is an introductory course for Chapter 7 Bankruptcy. This CLE course will cover the client intake and evaluation process, basics of preparing a petition, the importance of asset investigation, and pitfalls to avoid. The course will also cover common issues that arise during and after the bankruptcy. More Info
$501General Credit -
Anatomy of a Slip and Fall Case from Start to Finish
A major nor’easter brought accumulating snow to much of the mid-Atlantic and Northeast U.S. As a result of this storm, numerous slip and fall injuries on snow and ice have resulted in ongoing litigation. In this CLE course we will step through a hypothetical slip and fall case from the perspective of three individuals: plaintiff’s attorney, defense attorney, and meteorologist expert. First, we will discuss the chronology of meteorological events which created the hazardous situation.... More Info
$501General Credit -
Antitrust Merger Enforcement: Significant Regulatory Developments and Issues Explored
This CLE course provides an in-depth overview of the US merger control process, antitrust agency priorities, forthcoming revisions to the US merger guidelines, and highlights of recent merger challenges. The course is designed to give attorneys a comprehensive understanding of the current state of antitrust regulations in the US and the role of antitrust agencies in reviewing and challenging mergers. The course will begin by exploring the fundamentals of US merger control process, inclu... More Info
$501General Credit -
Ask FINRA Senior Staff
During this CLE program, FINRA senior staff provide updates on key regulatory issues. Panelists address questions relating to FINRA’s risk-based examination program, disciplinary actions, market regulation programs and new and anticipated rules, among other topics. More Info
$501General Credit -
Asset Protection for Cryptocurrency
Asset Protection is in high demand in our increasingly litigious world. Cryptocurrency is well regarded as the currency of the future. Cryptocurrency is increasingly becoming a targeted asset in many lawsuits. Blockchain technology can make it easy to see the amount of cryptocurrency an individual owns. This course will teach the various strategies for protecting cryptocurrency from being lost due to a lawsuit. More Info
$501General Credit -
Attorney Ethics, Civility and Professionalism
Modern rules of professional conduct and professional ideals create a number of professionalism and civility obligations on attorneys. The rules though do little to help attorneys manage their day to day interactions with colleagues to achieve these goals. This presentation will discuss emotional regulation and reframing concepts to assist attorneys in managing their habits and emotions that can either lead to unprofessional or, ideally, perfectly professional conduct. More Info
$501Ethics Credit