California MCLE - All Courses

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  • Legal Ethics: Confidentiality and Taking Remedial Measures

    Confidentiality is one of the three main fiduciary duties a lawyer owes to their client. Without strict confidentiality, clients may not feel free to discuss sensitive matters with their lawyer. This can sometimes clash with the lawyer’s obligations of candor to the tribunal when evidence that has already been offered turns out to be false. There are significant variations among the jurisdictions on how to deal with evidence that the lawyer discovers is false. Two of the largest st... More Info

    $50
    1Ethics Credit
  • Labor and Employment Law Update: What’s New and What’s Next

    This CLE will include both New York State and Federal laws and will discuss updates and developments in labor and employment law. Some of the topics will include: The latest Covid requirements, (yes there are still specific laws and issues on this), sick leave, Unemployment Insurance relating to 1099’s, discrimination, workers’ compensation, wage and hour law updates, electronic monitoring, arbitration agreements, non-compete and non-solicitation agreements and other labor and emplo... More Info

    $50
    1General Credit
  • When One Door Closes: A Primer on Automatic Door Cases for the Premises Liability Practitioner

    It’s surprising how frequently doors cause injuries to patrons of businesses, patients at medical facilities, and residents of apartment complexes. The practitioner who is not familiar with the theories of liability in these cases can often get lulled into a belief that the building owner or store operator bears no responsibility for these injuries. This CLE course examines the nuts and bolts of handling an automatic door case for the personal injury practitioner. From initial intake,... More Info

    $50
    1General Credit
  • Back to the Future in Fixed Income Investing? Navigating a Changing Landscape in Municipal and Fixed Income Securities

    This panel will discuss common content standards between FINRA Rule 2210 and MSRB Rule G-21 and describe some key differences. Attendees will hear tips on creating compliant municipal securities communications and considerations for more complex debt instruments. Attendees will gain knowledge of how FINRA’s Fixed Income Regulation Staff works with MSRB on municipal securities matters. Topics Discussed: Comply with the common content standards of FINRA Rule 2210 and MSRB Rule G-21 an... More Info

    $50
    1General Credit
  • Digital Communications and Social Media

    In the rapidly developing world of digital marketing, how can firms stay in compliance? Can firms communicate relevant, meaningful information in the digital age? Attend this session to experience how industry and regulatory experts are grappling with these challenges. The panel covers current topics including how firms engage technology to address their compliance obligations and creative ways to use effective disclosure. More Info

    $50
    1General Credit
  • Ethical Concerns for Vehicle and Traffic Law Matters

    How do you respond when a Judge asks you to provide potentially damaging information about your client? This CLE course attempts to address strategies to navigate potentially perilous ethical concerns with regard to Vehicle and Traffic Law matters. I will discuss ways you can be an effective advocate for your client while remaining compliant with your ethical responsibilities. This includes plea negotiations with the prosecutor on DWIs and moving violations, dealing with plea restri... More Info

    $50
    1Ethics Credit
  • Variable Products & Retirement Planning

    Join FINRA staff and industry practitioners as they discuss variable and retirement planning productions. The panelists also explore frequently asked questions and discuss regulatory challenges. Topics Discussed: Summarize how to create a variable product communication with respect to content and performance. Address selected topics, such as supplemental hypothetical illustrations, comparisons and complexity of contracts and investment options. Understand the legal perspective on th... More Info

    $50
    1General Credit
  • Exempt Offerings

    This CLE program focuses on industry and regulatory developments related to Reg D and Reg A+ offerings. During the session, panelists discuss common concerns and recent regulatory findings. Speakers provide practical information and effective practices for firms offering these products to retail investors and discuss Regulatory Notices 20-21 and 21-26. More Info

    $50
    1General Credit
  • Social Media Ethics and Trends for Employment Lawyers

    Join Marty Gandelman and Committee Chair Lauren Paxton for a program sponsored by NYCLA’s Labor and Employment Committee. The evening will open with a CLE presentation exploring how the Rules of Professional Conduct apply to attorneys' use of various social media platforms and how to navigate potential ethical issues related to marketing, evidence gathering, ex parte communications, and jurors. The presentation will also highlight social media issues that may arise in the workp... More Info

    $35
    0.75General Credit
  • Asylum ABC's: What Attorneys Need to Know

    Whether you are new to immigration law or a seasoned practitioner, this course offers an overview of asylum law and also practical advice on helping a client make a successful asylum application. This overview offers the nuts and bolts of Asylum, ranging from general details such as the time frame to file an application to more specifically what is required to be proven in an application. We will also delve into the relevant immigration forms to be completed and examine how to ensure t... More Info

    $75
    1.75General Credits

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