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Wrap Documents: A Life Vest for ERISA Compliance

SKU: EMPL300
Total Credits
1 - 1.7
Price$75
  • Instant Online Access
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Description

Legal non-compliance is never to be taken lightly. This is particularly true with regards to ERISA, for which non-compliance can lead to hefty fines and even prison. This CLE course will explain who and what is subject to ERISA, exemptions to the Act, partial applications of ERISA and documentation requirements. The course will then explain the purpose of wrap documents in protecting you from unintentional non-compliance.

Lecturer Bio

Stephen F. Herbes, CPA, JD, LLM

Stephen F. Herbes is Assistant General Counsel at the 1199 SEIU National Benefit and Pension Funds. He graduated from Harvard Law School and earned an LLM in taxation from New York University School of Law. A Certified Public Accountant and Certified Employee Benefits Specialist, Mr. Herbes has written and lectured extensively on qualified retirement plans, employee benefits, and executive compensation arrangements. He can be reached at (646) 473-6040 or Stephen.Herbes@1199funds.org.



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