The Evolution of Branch Office Inspections


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About This Course

Join us as we delve into a thought-provoking exploration of the invaluable lessons acquired during the transformative journey towards remote branch inspections. Our esteemed panelists will engage in an enlightening discussion, unveiling a wealth of knowledge encompassing a range of crucial topics.

Amidst a rapidly evolving regulatory landscape, our distinguished speakers will provide invaluable insights into the impact of FINRA inspections and other regulatory developments.

Delve into the intricacies of the changing regulatory landscape, gaining an understanding of the latest requirements and trends that shape the remote branch inspection process.

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