Setting Up Your Securities Clients For Success

SKU: SEC010

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About This Course

Often times, legal counsel preparing Exempt Offering Documents for their clients evaluates them primarily on legal grounds, rather than on grounds associated with how the Offerings could be best articulated from an underwriting standpoint.

This course, and these educational materials, are designed to offer helpful strategies on approaching securities documentation from the standpoint of underwriting standards designed to allow effectiveness and consistency in the Offering documentation.

Our Objective As Legal Counsel: Prospective investors must be able to make a fully informed, risk-adjusted investment decision based on sufficient information which is free of any material omissions or misrepresentations.

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