Remote Supervision

SKU: SEC024

CLE Courses Available on DVDs, Audio CDs, USB Stick, Online & iOS/Android App and with Live Webinars!

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About This Course

Join FINRA staff and industry panelists as they discuss what they have learned from working remotely. During the session, panelists discuss effective controls, procedures, and processes that member firms are incorporating to address supervision in a remote work environment.

After attending this session, you will be able to:

  • Identify controls, procedures, and processes that member firms are incorporating to address supervision in a remote work environment
  • Review lessons learned and effective practices emerging from firms

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Online, Audio CD, DVD, iOS/Android App, USB Stick

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