RegTech in Advertising and Compliance and Beyond

SKU: FR3600

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About This Course

RegTech (Regulatory Technology) is more than a buzzword, it is a real movement that is already having an impact on regulatory compliance. This CLE lecture will give you insight on innovative technologies being used to develop more effective, efficient, and risk-based compliance programs in the area of communications with the public. This CLE lecture will discuss how RegTech tools are helping address new challenges and regulatory implications associated with supervision, vendor management, data privacy and security.

  • Understand the use of RegTech, Fintech (Financial Technology), and data in financial services;
  • Learn about relevant current research areas;
  • Understand the implication of RegTech for the securities industry;
  • Learn about regulators’ viewpoint;
  • Understand the benefits of new technologies;
  • Learn about technology applications in compliance

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