Market Structure: What Factors Are Driving Changes

SKU: SEC022

CLE Courses Available on DVDs, Audio CDs, USB Stick, Online & iOS/Android App and with Live Webinars!

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About This Course

During this session, FINRA staff and industry practitioners discuss current developments and future trends in the industry, including best execution guidance and payment for order flow issues.

After attending this session, you will be able to:

  • Understand Best Execution guidance
  • Discuss effective practices for reviewing and documenting best execution
  • Discuss technology available to process trades

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Online, Audio CD, DVD, iOS/Android App, USB Stick

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