Managing Your Client’s Series A Offering of Securities: A Step by Step Guide

CLE Courses Available on DVDs, Audio CDs, Online & iOS/Android App

Course Media Options
August 19
Friday, August 19, 2022
1:00PM - 2:30PM Eastern Time (EDT)

About This Course

A startup or early-stage company goes through a number of informal financing rounds involving company founders, friends and family members, and local angel investors. But if the company’s business plan is successful, it will be ready for its first round of venture capital, known as the “Series A Round” or “Series A Offering”. In this fast-paced, entertaining presentation, you will learn the steps involving in managing a Series A offering of securities, including: reviewing and updating your client’s capitalization table; drafting and negotiating the term sheet with investors; amending the client’s organizational documents (if necessary); deciding upon the proper SEC and state law securities exemptions; drafting the subscription agreement and other investment documents; registering your client for the SEC’s EDGAR database and filing Form D sales reports.

Spend less and get more

Get the courses that you need and the forms completed in days — not weeks or months.

Feature Ribbon Icon
CLE Manager on a headset

Dedicated CLE Manager

Quality help from a responsive CLE expert dedicated to assisting you.

Feature Ribbon Icon
A wall of media options

Riveting Content & an Exceptional Library

Experience outstanding presenters.

Feature Ribbon Icon
Customer viewing progress on a computer

Free Customized CLE Tracker

Keep crystal clear records of your courses and credits.

Feature Ribbon Icon
App and DVD options

CDs, DVDs, Online, iOS & Android App

Learn at your pace, in the format that you prefer.

Want Different Options?

For a custom suite of courses, our custom CLE option satisfies your CLE cycle requirements in one easy step.

Customize OptionsRight ArrowCustomize Options