Hot Topics in FinTech

SKU: SEC019

CLE Courses Available on DVDs, Audio CDs, USB Stick, Online & iOS/Android App and with Live Webinars!

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About This Course

Join FINRA staff and industry practitioners as they discuss the growing area of FinTech (Financial Technology). The session includes a discussion on new and innovative ways firms are integrating fintech into their business models and the importance of a strong compliance structure to address regulatory obligations.

After attending this session, you will be able to:

  • Gain a perspective on how “FinTech” is defined by various industry stakeholders
  • Discuss the supervisory challenges of technology development
  • Better understand the benefits and concerns of customer engagement through platform design
  • Recognize potential threats to firms and customers in a technology-based environment

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