Fraud Detection and Prevention


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About This Course

Attend this session to hear about recent and noteworthy fraud cases.

This session focuses on recent or noteworthy fraud trends impacting the financial services industry. Panelists highlight emerging trends in financial frauds related to the brokerage industry, provide tips to identify potential “red flags,” and discuss what to do if a fraudulent scheme is suspected.

After attending this session, you will be able to:

  • Understand emerging trends in this new COVID environment in securities fraud and identify potential threats.
  • Identify potential red flags associated with different types of financial fraud.
  • Discuss what to look for in identifying elder abuse and practices firms can implement to protect seniors
  • Know who to contact to report potential fraud.

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Online, Audio CD, DVD, iOS/Android App, USB Stick

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