Fintech Firms: Communications Compliance Topics

SKU: SEC033

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About This Course

Join FINRA staff and industry panelists as they share insights on challenges and effective practices related to communications compliance for Fintech focused firms. The panel covers topical issues such as digital engagement practices, mobile applications, integrated product offerings, and crypto assets.

Panelists answer questions and provide tips on the use of technology to help navigate this quickly evolving area.

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