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Effective Corporate Governance and Oversight

SKU: BNK3400
Total Credits
1 - 2
Price$75
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Description

Effective corporate governance and oversight is critical for any corporation to mitigate the possibility of governmental prosecutions and enforcement actions, but what exactly does this term mean and what does it require? This presentation will attempt to define the term and describe the critical parts that a board of directors, senior management and other components of an organization play in effecting an effective corporate governance and oversight structure. It will also discuss the elements of both a corporate and ethics program and enterprise risk management framework that effective corporate governance and oversight require. The requisites for so-called "independent" directors of an organization's board of directors are also discussed.

Lecturer Bio

Bruce Ortwine, Esq.

Bruce Ortwine has more than 37 years of experience in banking and corporate law, both as an attorney in two major New York City law firms and as General Counsel, Americas for a major Japanese bank, where he also serves as Adviser, Global Legal and Compliance for its global operations. He has extensive experience in both sophisticated financial transactions and regulatory requirements concerning the banking business in the U.S. He has published numerous articles and spoken at numerous legal conferences in the U.S., U.K. and Japan. He is licensed in New York, New Jersey and Pennsylvania.



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