Alternative Investments and Complex Products

SKU: SEC013

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About This Course

This CLE program addresses developments related to alternative investments and complex products. The session emphasizes the importance of understanding product features, characteristics, and their supervisory challenges.

After attending this session, you will be able to:

  • Understand the latest regulatory developments related to alternative investments and complex products
  • Discuss due diligence requirements and industry practices when recommending private placement and REIT securities
  • Develop effective practices when vetting complex products

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