Advertising Compliance: Fundamentals of FINRA Rule 2210

SKU: SEC032

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About This Course

This CLE course is designed for attorneys who are new to FINRA’s advertising rules or experienced practitioners interested in a refresher. A panel of FINRA professionals provides an overview of FINRA’s Communications With the Public rule, including filing requirements, internal approval and supervision, and content standards.

Panelists answer questions about how to apply the rules to financial services communications and marketing materials.

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