Securities Law Bundle w/Live Webinars - Alabama CLE

We have selected our most popular lectures and bundled them together into our Securities Law Bundle w/Live Webinars. This Bundle contains 6 hours of AL approved on-demand courses including 1 hour of ethics and an additional 6 credits of Live Interactive Webinar classes that can be used for any of the upcoming events on our webinar calendar.

CLE Courses Available Online & iOS/Android App and with Live Webinars!

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Instantly Print Your CLE Certificates

12
Credit Hours
of CLE Lectures
Save $305
Only $295
Save $305
Courses priced individually at $600

Securities Law Bundle w/Live Webinars Includes:

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  • $50

    Crowdfunding Capital Raises: Considerations for Broker-Dealers & Funding Portals

    General Credits: 1

    This CLE session explores aspects of Regulation CF and considerations for broker-dealers and funding portals within the crowdfunding realm. Join panelists at this session to gain knowledge on emerging regulatory risks and practices broker-dealers and funding portals can implement to stay in complia...

  • $50

    Compliance and Legal Trends in The Financial Industry

    General Credits: 1

    Join industry leaders for an in-depth discussion on the latest legal trends, critical focus areas, and innovative strategies shaping legal and compliance functions within financial firms. This CLE session will provide valuable insights into how these changes are impacting the sector and share their...

  • $50

    Prosecutors and Restitution: Navigating Ethical Challenges

    Ethics Credits: 1

    In many criminal cases, crime victims are desperately injured and dramatically inconvenienced in a long, confusing, and challenging legal process. The road to recovery physically, legally, emotionally, and personally can be hard. In those exact same cases, criminal defendants face their own serie...

  • $50

    Crypto Assets: Trends, Regulatory Developments and Resources

    General Credits: 1

    Join this session to learn about the latest cryptocurrency regulatory developments including the crypto-assets retail communications sweep and rule proposal, current trends in crypto misconduct, and resources and guidance firms can leverage. This session will discuss: • Regulatory Developments:...

  • $50

    The Progression of Regulation Best Interest and Form CRS

    General Credits: 1

    During this CLE session, panelists discuss recent observations on firm adherence to Regulation Best Interest and Form CRS and share guidance on Reasonably Available Alternatives, the Care Obligation, and Conflicts of Interest. This session will discuss: Actions: ­ Recent SEC and FINRA findings in...

  • $50

    Financial Crimes: Outpacing the Threats

    General Credits: 1

    This CLE will explore how threat actors are attempting to defraud investors through tactics including market manipulation, new account fraud, cryptocurrency and generative AI. Panelists address the most prominent threats and share effective practices and resources to help firms proactively combat c...

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12
Credit Hours
of CLE Lectures

CLE Your Way, Anywhere!
Online & iOS/Android App included at no extra charge!

Course Media Options
Only $295
Save $305
Courses priced individually at $600

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For a custom suite of courses, our custom CLE option satisfies your CLE cycle requirements in one easy step.

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