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Securities Law Bundle - Tennessee CLE

Total Credits:8.05 Ethics Credits:4.05
Bundle Price:$199 (Save $201!)

We have selected our most popular lectures and bundled them together into our Securities Law Bundle. This Bundle contains 8 Credit Hours of CLE Lectures - including 3 ethics credits.

Applying ethics rules to real-world litigation can be daunting. Your clients want you to push the limits. Technology speeds everything up. And every time you open the Law Journal it's filled with malpractice cases, fee battles, pay equity claims, di...

Ethics Credits:1.7

This CLE program presented by attorney Norman Arnoff, will discuss Legal Malpractice, Fiduciary Duty in the legal profession and how the legal profession's concepts and standards of fiduciary duty can be adapted to the capital markets and the financ...

Ethics Credits:1.25

The ethical obligations that attorneys must uphold may be complicated, never more so than when it’s your client who is blurring the lines. This CLE course will explain ethical codes of competence, candor, confidentiality and diligence. The course wi...

Ethics Credits:1.1

This CLE program discusses rules governing alternative investments, REITs and private placements. This session emphasizes the importance of understanding product features, characteristics and possible risks for purposes of suitability determinations...

General Credits:1

This CLE program provides guidance on identifying and responding to issues and concerns of clients who are or will soon be seniors. Join representatives from regulatory agencies and firms to discuss rules and laws promulgated to assist firms in prot...

General Credits:1

This CLE program provides guidance on suspicious activity monitoring and investigations in AML (anti-money laundering). Panelists discuss how to establish and implement policies and procedures as well as obligations for firms. Attendees will gain an...

General Credits:1

This CLE program will provide guidance on effective practices for monitoring outside business activities and supervising private securities transactions. FINRA panelists discuss common OBA deficiencies found during examinations. Panelists share effe...

General Credits:1
National Academy of Continuing Legal Education is approved by the Tennessee Commission on CLE and Specialization to provide distance learning CLE courses in the state of Tennessee. To view our full accreditation details, please click here.


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