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Securities Law Bundle - Tennessee CLE

15.07 Total Credits
w/ 4.95 Ethics
Bundle Price:$299 (Save $376!)

We have selected our most popular lectures and bundled them together into our Securities Law Bundle. This Bundle contains 15 Credit Hours of CLE Lectures - including 3 ethics credits. *The Tennessee Supreme Court has issued an order waiving the 8-hour distance learning CLE limitation for the 2020 and 2021 requirement. Attorneys can now complete any portion of their 2020 and 2021 CLE requirement via On Demand programming until December 31, 2021.

Many lawyers may not fully understand the Bar rules and ethical considerations regarding client representation and make ethical mistakes regarding whether to take on a client representation, continue the representation, and terminating the represent...

Ethics Credits:1.6

The availability of venture capital has given many young companies the financial and advisory support needed help them grow into major corporations, while sparing them from the scrutiny and disclosure requirements demanded in the public markets. Cou...

General Credits:1.42

What is the attorney client privilege? When does it apply? Can it be waived? Does it apply during an investigation? Does it apply to former employees? What about confidentiality? What is covered by the work product privilege? This CLE Lectur...

Ethics Credits:1.08

Law firms are struggling with how to guard against and respond to data breaches. Now that Ethical Rules of Conduct (and your specific State’s professional rules of conduct for lawyers) and the real risk of monetary and other penal impact to you tru...

Ethics Credits:1

This CLE program will drill down into the many documents that an attorney often needs to prepare or review in connection with the purchase or sale of an entire business or of an ownership interest in a business. This will include the main documents...

General Credits:2.62

With the alarming prevalence of substance use and mental health disorders in the legal profession, it is imperative that we are all armed with the knowledge and insight of how to approach someone who may be struggling. Certain approaches yield great...

Ethics Credits:1.27

This CLE program will help you better understand cryptocurrency and the history behind such currency. Marshal Shichtman will discuss in layman’s terms, how virtual currency works, what it is, the legal and regulatory issues involved in digital token...

General Credits:1.28

On January 3, 2009, the Bitcoin network came into existence. Since then Bitcoin, and other internet currencies have grown in popularity and credibility. Cryptocurrencies can provide a secure and universal form of payment. They can be stored digitall...

General Credits:1.08

One of the key Investigative Techniques used by the Financial Industry Regulatory Authority (FINRA) are on-the-record interviews (OTRs). This CLE course will discuss in detail the dynamics of FINRA OTRs and how to properly prepare and represent wit...

General Credits:1.12

A Practitioner’s Guide to the formation, filing and public offering of the securities of a Special Purpose Acquisition Company(SPAC), with forms. This CLE course provides insights, examples and explanations of the public offering process. The co...

General Credits:1.6

Join FINRA staff and industry experts as they review legal cases and enforcement actions impacting AML programs. Panelists will cover regulatory trends, potential vulnerabilities, and how you can address any pitfalls in your AML program. Upon com...

General Credits:1
National Academy of Continuing Legal Education is approved by the Tennessee Commission on CLE and Specialization to provide distance learning CLE courses in the state of Tennessee. To view our full accreditation details, please click here.


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