Tennessee CLE - All Courses

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  • Recent Constitutional Challenges to Rent Regulations

    How is it that state governments can require landlords to hold rents below market levels without running afoul of the Fifth Amendment’s command that no person shall be “deprived of … property, without due process of law; nor shall private property be taken for public use, without just compensation”? This question has been raised and answered in various ways since the 1920’s – almost always in favor of government authority to regulate rents. In this CLE course, we will examine recent... More Info

    $50
    1General Credit

  • Veterans Update: What's New from Congress, The Courts and The VA

    For over three decades, the United States has been at war. Conflicts in Kuwait, the former Yugoslavia, Afghanistan, Iraq, Syria and other areas throughout the world have left many Americans with physical and mental disabilities that affect them for the rest of their lives. The Department of Veterans Affairs was established to care for those veterans who have borne the burden of military service and their survivors. Navigating the myriad of VA regulations and procedures can be a nig... More Info

    $75
    1.55General Credits

  • Fundamental Rights to a Clean, Safe and Healthy Environment: The Case for Green Amendments

    This CLE course introduces an emerging intersection of environmental and constitutional law that proves promising in the field of public interest environmental law and advocacy: fundamental environmental rights. Green Amendments, as they’ve been termed, are self-executing provisions added to the bill of rights section of a constitution that recognize and protect the rights of all people, including future generations, to clean water, clean air, a stable climate and a healthy environment.... More Info

    $75
    1.52General Credits

  • Ask FINRA Senior Staff

    During this CLE program, FINRA senior staff provide updates on key regulatory issues. Panelists address questions relating to FINRA’s risk-based examination program, disciplinary actions, market regulation programs and new and anticipated rules, among other topics. More Info

    $50
    1.02General Credits

  • Compliance and Legal Trends

    Join industry leaders as they discuss trends, key focus areas and strategies that are shaping the industry. Panelists share insights on how these changes will affect compliance, and how firms are evolving and responding to business, regulatory and technology issues. More Info

    $50
    1General Credit

  • Franchise Sales Compliance

    This CLE course is designed to assist legal counsel representing a franchisor in understanding how to keep the franchisor client compliant with the federal and state franchise laws. The compliance issues will be discussed in practical terms, with practical examples so that counsel can easily relay these concepts to their clients. More Info

    $100
    2.03General Credits

  • Capital Formation: Current Regulatory Landscape and Challenges

    Attend this session to learn more about the regulatory landscape, potential challenges, and resources for firms as it relates to capital formation. This CLE program will discuss: Discuss current regulatory landscape Discuss challenges and obstacles from firm perspective Resources for firms More Info

    $50
    1General Credit

  • Current Issues Under Regulation Best Interest and Form CRS

    In an ongoing dialogue, regulators and industry practitioners come together to delve into a wide array of current topics and delve deep into the valuable lessons learned through their experiences with Reg BI (Regulation Best Interest) and Form CRS (Customer Relationship Summary). This collaborative discussion explores the multifaceted aspects of these regulatory frameworks, encompassing not only effective practices implemented within firms but also the examination experiences encountered along... More Info

    $50
    1General Credit

  • Hot Topics in Municipal Securities and Other Fixed Income

    This CLE program covers an assortment of key considerations surrounding fixed income securities including exam priorities, common findings and enforcement actions, fixed-income rulemaking, and an update on SEC Rule 15c2-11. This CLE program will discuss: Review of recent enforcement actions related to municipal securities (e.g., 529 Plans, municipal short positions), examination priorities, fixed income-related rulemaking and common problems uncovered during Member Supervision and Market... More Info

    $50
    1General Credit

  • Leveraging Regulatory Technology for Your Firm

    During this CLE program, panelists discuss how RegTech is impacting the securities industry as well as related benefits, risks and regulatory considerations. The session also covers different RegTech tools available to enhance compliance efforts, such as FINRA's new Machine Readable Rulebook as well as other tools involving the use of artificial intelligence and cloud computing. This session will discuss: Considerations for using Regtech tool such as those incorporating AI for regul... More Info

    $50
    1General Credit

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