Pennsylvania CLE - Business Law Courses

This is a listing of Business Law CLE Courses for Pennsylvania. Please make your selection below of Pennsylvania CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.

CLE Courses Available on DVDs, Audio CDs, USB Stick, Online & iOS/Android App and Live Webinars!

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  • On-Demand
    CD/DVD/USB, Online, iOS/Android App

    Regulation Best Interest and Form CRS: Recent Observations and What to Expect

    Attend this program to hear how firms are complying with Regulation Best Interest (Reg BI) and Form CRS (client relationship summary) rules. Join FINRA staff and industry panelists as discuss issues and observations about how firms are complying with the rules. Panelists share what they are seeing during compliance examinations, effective practices, and resources available to help firms comply with future initiatives. After attending this session, you will be able to: Discuss... More Info

    $50
    1General Credit
  • On-Demand
    CD/DVD/USB, Online, iOS/Android App

    Regulation of Banks in the U.S.

    This CLE course focuses on the regulation of banks in the U.S. It covers the significant bank regulatory laws from the Great Depression to the 2010 Dodd Frank Act, as well as both federal and state regulatory agencies having jurisdiction over banks. It also discusses various regulatory compliance requirements, including anti-money laundering and several Dodd Frank Act requirements; trends in governmental enforcement actions against banks; the recurring cycles of de-regulation resulting in fina... More Info

    $50
    1General Credit
  • On-Demand
    CD/DVD/USB, Online, iOS/Android App

    Remote Supervision: Compliance Challenges in a Remote Working World

    The COVID-19 pandemic significantly affected firms’ day-to-day operations across the securities industry, including requiring firms to transition most or all staff to remote work environments and implement remote supervisory practices. Join FINRA staff and industry panelists as they discuss challenges firms face with staff working from home during the COVID-19 pandemic. Panelists also share what they have learned from these events and how they have improved their Business Continuity P... More Info

    $50
    1General Credit
  • On-Demand
    CD/DVD/USB, Online, iOS/Android App

    Representing a Franchisee Against his Franchisor: Obtaining Information for Litigation

    The purpose of this lecture is to advise an attorney who is representing a franchisee in litigation against his franchisor. The most important initial aspect of the case is to gather the information that will be used to successfully prosecute the franchisee’s case. It is also very important to obtain the information that the franchisor will attempt to use against the franchisee for the inevitable counterclaim. This CLE lecture will address the steps the franchisee’s attorney should employ t... More Info

    $50
    1General Credit
  • On-Demand
    CD/DVD/USB, Online, iOS/Android App

    Representing Applicants before State Liquor Authorities and the TTB

    In this course, Arielle Albert and Keven Danow explain how the “noble experiment” of prohibition resulted in the current three tier system for the manufacture, distribution and sale of beverage alcohol in the United States. They explain the various regulatory schemes adopted by states to address pre-prohibition evils, which include states that took control over the sale of alcohol, states that elected a licensing scheme and states that remained dry or partially dry. Franchise rights are... More Info

    $50
    1General Credit
  • On-Demand
    CD/DVD/USB, Online, iOS/Android App

    Representing Multi-State Employers: How to Draft Legally Compliant Employee Handbooks

    Understanding what an employee handbook must have in it is tough enough. However, if you represent a multi-state employer doing business in more than one state, it is even more complicated. There are a multitude of laws that vary state by state that an organization needs to ensure compliance with. Failure to do so can put an organization at legal peril. One of the causes for concern when drafting a multi-state handbook is that employers must comply with both federal and state laws c... More Info

    $50
    1General Credit
  • On-Demand
    CDs, DVDs, USB Stick

    Representing the Foreign Company Doing Business in New York

    Join our panel of experts for a program aimed to erase and demystify what is required for companies who are not in the United States to establish a physical or virtual presence here. Our panelists will lay out the steps necessary for entities large and small to conduct business here, as well as allay the fears of startups who falsely assume that only big, established, wealthy companies can be present in the U.S. Some of the topics to be discussed include: why having a prese... More Info

    $50
    1General Credit
  • On-Demand
    CD/DVD/USB, Online, iOS/Android App

    Representing the Players: A Guide to Sports Contracts

    From the viewpoint of Hollywood, the life of a sports agent is about representing celebrity players, traveling to exciting places and mingling with the media. While that may be true, behind the scenes, the contracts which bind players to those who represent them is part of an area of law that is both complex and fascinating. This CLE course will explain the various types of sports contracts and their restrictions, as well as the potential ethical issues involved. The course will also review th... More Info

    $50
    1General Credit
  • On-Demand
    CD/DVD/USB, Online, iOS/Android App

    Representing the Space Challenged Tenant: Tips and Traps in Small Office Leasing

    As in many industries, when it comes to office tenants, it's the little guys who lose. That's why it's important to understand small office tenant agreements and how to effectively negotiate on their behalf. This CLE course will include an in–depth discussion of rental agreements and terms such as: Premises Rent Escalation Rent Terms of Use Alterations Maintenance and Repairs Insurance Subordination Indemnity Subletting And much more More Info

    $50
    1General Credit
  • On-Demand
    CD/DVD/USB, Online, iOS/Android App

    Resolving Real Estate Disputes Through Negotiated Settlements

    The CLE program will address the resolution of real estate disputes through negotiated settlements. The road to any negotiated settlement is often tied to pending litigation or the threat of litigation. The focus will be on real estate disputes between: individual owners as tenants in common; two estates that own as tenants in common; between corporate entities where ownership is through a jointly owned LLC; and between disputed claimants to ownership of a property where the owner is deceased.... More Info

    $50
    1General Credit

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