Pennsylvania CLE - On-Demand Courses
CLE Courses Available on DVDs, Audio CDs, USB Stick, Online & iOS/Android App and Live Webinars!
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On-DemandCD/DVD/USB, Online, iOS/Android App
Tax Reform: Estate Planning In the New Environment
The Tax Cuts and Jobs Act made changes to the transfer tax regime that were few in number but great in importance. The foremost change was the increase of the lifetime coupled estate and gift tax exemption to approximately $11.4 million per person, opening up myriad tax planning possibilities for the high net worth and ultra-high net worth. Perhaps equally important was what the TCJA did not change: the annual gift and GST tax exemption regimes, the Section 1014 basis adjustment, and the por... More Info
$501General Credit -
On-DemandCD/DVD/USB, Online, iOS/Android App
From Consultation To Cross-Examination: Critical Skills In Handling A NY DWI Case
Handling a DWI case in NY can quickly become extremely complicated. This CLE lecture will address how to best aid your client during consultation, arraignment and later during any potential litigation. This includes properly assessing the case so that you can advise your client of consequences (both direct and collateral) associated with the anticipated plea agreement. In addition, the lecture addresses how your client’s license may be affected during the pendency of the case. Finally, th... More Info
$1002General Credits -
On-DemandCD/DVD/USB, Online, iOS/Android App
Practical Problems In Everyday Practice: DWI Arrests
This CLE lecture explores a number of different practical problems that attorneys handling DWI cases in New York face on an everyday basis. At the outset, this presentation will help explain the New York State Department of Motor Vehicles regulations which can significantly impact those offenders charged with alcohol-or drug-related driving offenses. In addition, this presentation will explore different options when representing clients under the age of 21, commercial drivers, and out-of-sta... More Info
$501General Credit -
On-DemandCD/DVD/USB, Online, iOS/Android App
Disclosure Innovations and Digital Marketing Compliance
This CLE lecture will educate you about FINRA’s recently published Regulatory Notice 19-31, Disclosure Innovations in Advertising and Other Communications with the Public. Industry and FINRA experts share insights into how firms can facilitate simplified and more effective disclosure in digital marketing and other advertising. The panel also covers how firms are using technology to revolutionize the way they interact with customers while staying in compliance with FINRA and SEC (Securities... More Info
$501General Credit -
On-DemandCD/DVD/USB, Online, iOS/Android App
RegTech in Advertising and Compliance and Beyond
RegTech (Regulatory Technology) is more than a buzzword, it is a real movement that is already having an impact on regulatory compliance. This CLE lecture will give you insight on innovative technologies being used to develop more effective, efficient, and risk-based compliance programs in the area of communications with the public. This CLE lecture will discuss how RegTech tools are helping address new challenges and regulatory implications associated with supervision, vendor management, da... More Info
$501General Credit -
On-DemandCDs, DVDs, USB Stick
The Art of Divorce: Art as Marital Property, Treatment of Art in Prenups, Valuation Issues, Division and Beyond
Divorce tears families apart in every way – including with regards to artwork. And while in many instances it’s custody of the children or who gets to keep the house that garners the most attention, a collection of prized art can be a hard fought battle in a divorce negotiation. This CLE course will explain how to navigate the issues of art as marital property, how to value pieces and collections, strategies for dividing property and addressing artwork in pre-nuptial agreements. More Info
$501General Credit -
On-DemandCDs, DVDs, USB Stick
Who Chooses? Who Loses? Legal and Reputational Issues in Funding Public Art and Art Institutions
Funding from art institutions comes from a variety of sources, both public and private. Ultimately, a donor and the institution or organization it funds becomes inextricably tied – mention one and people immediately think of the other. But what happens when that connection becomes detrimental? Can an institution legally remove a donor’s name? Can they remove a director? At what point is a donor or director’s reputation sufficiently damaging to provide legal cause for removal? What is the removal... More Info
$501General Credit -
On-DemandCD/DVD/USB, Online, iOS/Android App
Advertising Compliance Boot Camp: Fundamentals of FINRA Rule 2210
This CLE course is designed for compliance and marketing professionals who are new to FINRA’s advertising rules or experienced practitioners interested in a refresher. A panel of FINRA professionals provides an overview of FINRA’s Communications With the Public rule, including filing requirements, internal approval and supervision, and content standards. Panelists answer questions about how to apply the rules to financial services communications and marketing materials while offering tips on h... More Info
$501General Credit -
On-DemandCD/DVD/USB, Online, iOS/Android App
Counterclaiming for Custody and Addressing Problems with Discovery
The Georgia Legislature amended O.C.G.A. §19-9-23. This CLE course will address the old law versus the new law regarding counterclaims for custody. In addition, this CLE course will walk through the necessary steps to deal with discovery violations, including how to obtain attorney fees, when an opposing counsel refuses to comply with discovery. More Info
$501General Credit -
On-DemandCD/DVD/USB, Online, iOS/Android App
General Brokerage and Supervision
This CLE program will address advertising sales practice issues applicable to general brokerage firms and their registered representatives. FINRA staff and industry practitioners will discuss advertising compliance and sales practice issues applicable to general brokerage firms and their registered representatives. Industry panelists explore advertising compliance challenges and explain how they address the advertising rules with respect to the creation and preparation of marketing ma... More Info
$501General Credit