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Securities Law Bundle - New Jersey CLE

Total Credits:12.2 Ethics Credits:4.2
Bundle Price:$295 (Save $230!)

We have selected our most popular lectures and bundled them together into our Securities Law Bundle. This Bundle contains 12 Credit Hours of NJ CLE Lectures - Including 4 Credit Hour of Ethics. Simply click the "Buy Now" button and checkout!

“Virtual currency,” “blockchain,” “smart contracts” – these words and phrases seem to be everywhere these days but do people really know what they mean. This CLE course will explain, in user-friendly terms, what virtual currency is, how it works a...

General Credits:2

Social Media has changed the way the people interact and share information in ways that seemed unthinkable a few years ago. This CLE course will explain the types of social media that exist and how they can be ethically used in your practice or as ma...

Ethics Credits:1.7

With ever-changing and expanding social media, it is important for attorneys to understand the ethical boundaries in case investigations and when collecting evidence. This CLE will review various issues of relevance, including wiretap laws, pretexti...

Ethics Credits:1.3

This CLE presentation, intended for newer practitioners, covers some of the basics of using trust accounts for legal fees. Lawyers, especially those with high volume practices who accept smaller flat fees for cases, often want to avoid depositing u...

Ethics Credits:1.2

This CLE program provides information regarding current fraud schemes from the front line regulators. After attending this session, you will be able to: Understand emerging trends in securities fraud and identify potential threats. Identify pote...

General Credits:1.2

This CLE session provides an overview of the newly restructured Enforcement department, including how the department works with examination and surveillance groups across FINRA to develop Enforcement matters. The session will highlight some of the...

General Credits:1.2

This CLE program provides guidance on implementing an effective risk-based branch office inspection program. After attending this session, you will be able to: Understand FINRA’s Member Regulation Department’s approach to executing risk-based cyc...

General Credits:1.2

This CLE program provides guidance on suspicious activity monitoring and investigations in AML (anti-money laundering). Panelists discuss how to establish and implement policies and procedures as well as obligations for firms. Attendees will gain an...

General Credits:1.2

This CLE program provides updates on market regulation priorities, including current initiatives and rulemaking. This session focuses on market regulation priorities and sweeps. Panelists will share thoughts on equities, options and fixed income com...

General Credits:1.2
National Academy of Continuing Legal Education is a NJ Accredited CLE Provider. You can see our official approval letter here: NACLE NJ Approval Letter. NJ Attorneys may earn 12 out of the 24 CLE credit hours from National Academy of Continuing Legal Education, including all 4 Legal Ethics credits through either Online CLE, DVDs, Audio CDs and may earn all 24 credit hours with these formats if they are exempt from the Live Course requirement. Rule 201:3. Carryover. A total of twelve credit hours may be carried over to a subsequent compliance period.


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