New Jersey CLE - On-Demand Courses
This is a listing of CLE Courses for New Jersey. Please make your selection below of New Jersey CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.
CLE Courses Available on DVDs, Audio CDs, USB Stick, Online & iOS/Android App and Live Webinars!
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On-DemandCD/DVD/USB, Online, iOS/Android App
Ethics in Workers Compensation
Navigating the voluminous nature of workers compensation can be a challenge to ensure each and every claimant receives the representation they need. Engaging in ethical representation is both the correct thing to do as well as the best thing to do. This CLE discussion will address the most common areas surrounding this and your best ways of remaining ethical and passionate in your representation. As Associate Justice Potter Stewart, of the United States Supreme Court, said “Ethics is... More Info
$501.1Ethics Credits -
On-DemandCD/DVD/USB, Online, iOS/Android App
Exempt Offerings
This CLE program focuses on industry and regulatory developments related to Reg D and Reg A+ offerings. During the session, panelists discuss common concerns and recent regulatory findings. Speakers provide practical information and effective practices for firms offering these products to retail investors and discuss Regulatory Notices 20-21 and 21-26. More Info
$501.1General Credits -
On-DemandCD/DVD/USB, Online, iOS/Android App
False Claims Act and COVID-19
This CLE course will provide an update on COVID-19 Litigation, including trends, insight, funds, and success, with a particular focus on whistleblower litigation. The primary statutes under which relief from government fraud, waste, and abuse, may be sought are the federal and state False Claims Acts (“FCAs”). This course will provide attendees with an overview of the whistleblower laws, the potential to use the False Claims Act as a tool to fight COVID-19 fraud update on the types of... More Info
$501.1General Credits -
On-DemandCD/DVD/USB, Online, iOS/Android App
Family Based Immigration and Naturalization
This program will provide an overview of Family-Based Green Card and Non-Immigrant Dependent visas. This CLE course will review the qualifying relationships, eligibility issues, time-frames, filing processes, and work and travel issues while waiting for the green card for certain applicants. The Instructor will discuss the pros and cons of filing Adjustment of Status and Consular Processing, among other issues. This CLE will address Conditional Permanent Residence, when Permanent Resi... More Info
$501.1General Credits -
On-DemandCD/DVD/USB, Online, iOS/Android App
Federal Civil Procedure: Practicing Tips for Federal Litigation
Step into the federal courtroom with confidence. This CLE course is designed to demystify the Federal Rules of Civil Procedure and arm attorneys with the essential knowledge needed to navigate federal civil litigation. Whether you are an occasional federal practitioner or looking to brush up on the FRCP, this course offers a focused overview of the critical stages of federal litigation—from removal and jurisdiction, pleadings, and discovery, evidentiary issues, and pretrial issues. Gain... More Info
$501.1General Credits -
On-DemandCD/DVD/USB, Online, iOS/Android App
Financial Responsibility Rules and Relevant Touchpoints
In this informative CLE course, panelists will discuss topics involving SEC and FINRA financial responsibility rules, including regulatory obligations of introducing, intermediary, carrying and clearing firms under FINRA Rule 4311; SEA Rule 17a-4; and other topics including liquidity and fully-paid lending. More Info
$501.1General Credits -
On-DemandCD/DVD/USB, Online, iOS/Android App
FINRA’s Examination and Risk Monitoring Program
Attend this session to learn about the firm grouping structure and lessons learned during implementation. During this session, you will hear discussions around the firm grouping structure, lessons learned as a result of transformation, and what firms can expect going forward. After attending this session, you will be able to: Understand new organizational structures in the Exam, Specialist and Risk Monitoring Programs Discuss Risk Monitoring activities Discuss what firms can... More Info
$501.1General Credits -
On-DemandCD/DVD/USB, Online, iOS/Android App
FINRA’s Suitability Rule and SEC’s Proposed Regulation Best Interest
This CLE program will focus on the key issues regarding FINRA’s suitability Rule 2111 and the SEC’s Proposed Regulation Best Interest Rule, including a review of their differences. Panelists provide practical advice on how firms and registered representatives can better understand customers and securities in order to comply with FINRA’s suitability obligations and prepare for the SEC’s proposed Regulation Best Interest Rule. More Info
$501.1General Credits -
On-DemandCD/DVD/USB, Online, iOS/Android App
Fintech Firms: Communications Compliance Topics
Join FINRA staff and industry panelists as they share insights on challenges and effective practices related to communications compliance for Fintech focused firms. The panel covers topical issues such as digital engagement practices, mobile applications, integrated product offerings, and crypto assets. Panelists answer questions and provide tips on the use of technology to help navigate this quickly evolving area. More Info
$501.1General Credits -
On-DemandCD/DVD/USB, Online, iOS/Android App
Following the Money: A Primer on Fraudulent Transfer Litigation for the Uninitiated
Collecting debts can become extremely difficult and complicated if the debtor decides to play dirty. Debtors facing large lawsuits may try to make themselves judgment-proof by giving away assets to friends, family and other insiders, leaving little or nothing for the creditor to take. This CLE course examines how to combat and unwind such “fraudulent transfers” under the Uniform Fraudulent Transfer Act (“UFTA”). Additionally, this course will cover the nuts and bolts of avoidance... More Info
$501.1General Credits