About This Course
This CLE program provides guidance digital investment advice tools. Panelists discuss firms’ practices regarding the use of these tools, and observations and effective practices from FINRA’s recent Report on Digital Investment Advice.
After attending this session, you will be able to:
- Identify and understand digital investment advice tools definitions and types
- Develop effective practices for your organization
- Understand and discuss FINRA’s recent report on digital investment advice
FINRA® is a registered trademark of the Financial Industry Regulatory Authority, Inc.