Nevada CLE - All Courses
This is a listing of CLE Courses for Nevada. Please make your selection below of Nevada CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.
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Financial Responsibility Rules and Relevant Touchpoints
In this informative CLE course, panelists will discuss topics involving SEC and FINRA financial responsibility rules, including regulatory obligations of introducing, intermediary, carrying and clearing firms under FINRA Rule 4311; SEA Rule 17a-4; and other topics including liquidity and fully-paid lending. More Info
$501General Credit -
FINRA’s Examination and Risk Monitoring Program
Attend this session to learn about the firm grouping structure and lessons learned during implementation. During this session, you will hear discussions around the firm grouping structure, lessons learned as a result of transformation, and what firms can expect going forward. After attending this session, you will be able to: Understand new organizational structures in the Exam, Specialist and Risk Monitoring Programs Discuss Risk Monitoring activities Discuss what firms can... More Info
$501General Credit -
Fintech Firms: Communications Compliance Topics
Join FINRA staff and industry panelists as they share insights on challenges and effective practices related to communications compliance for Fintech focused firms. The panel covers topical issues such as digital engagement practices, mobile applications, integrated product offerings, and crypto assets. Panelists answer questions and provide tips on the use of technology to help navigate this quickly evolving area. More Info
$501General Credit -
Five Critical Developments in Class Action Litigation
Class action litigation is a constantly shifting and evolving area of jurisprudence. Although class litigation is often amongst the highest stakes of any litigation field, the nature of Rule 23 -which prescribes broad guidelines but few bright line rules -results in divergent and interesting debates, practically and academically. This course will tackle critical recent developments in five different areas of the law related to class litigation-administrative feasibility, Article III ju... More Info
$501General Credit -
Five Steps to Protect Your Firm from Catastrophic Cyber Attacks
In this CLE program, you will learn the 5 critical steps needed to protect your law firm and client data from malicious cyber attacks. These crucial steps will dramatically increase your overall security stance and will lessen the chances of you becoming a victim to cybercriminals. Cyber attacks are on the rise and every business is at risk. More Info
$501General Credit -
Following the Money: A Primer on Fraudulent Transfer Litigation for the Uninitiated
Collecting debts can become extremely difficult and complicated if the debtor decides to play dirty. Debtors facing large lawsuits may try to make themselves judgment-proof by giving away assets to friends, family and other insiders, leaving little or nothing for the creditor to take. This CLE course examines how to combat and unwind such “fraudulent transfers” under the Uniform Fraudulent Transfer Act (“UFTA”). Additionally, this course will cover the nuts and bolts of avoidance... More Info
$501General Credit -
For Those Who Dare: Practical Legal Approaches to Funding Start-Up Companies
Helping fund start-up companies can be a high wire act. It is exhilarating, but it requires practical and nimble approaches to balance the provision of quality legal work with the demands of limited time, money and other resources. This course addresses various types and stages of funding, from bootstrapping to priced equity rounds. It also addresses related topics that help prepare start-ups, and best position them, for successful fundraising efforts. More Info
$501General Credit -
Force Majeure: Constant Contingency In Turbulent Times
Name your poison: Pandemic? War? Supply Chain Interruption? Government Decree? Regulatory Change? Riot? Weather? Internet Outage? Or what? This timely CLE explores Force Majeure from the practical perspectives of contractual verbiage or absence, qualifying events, transactional effects and contests, including the impact of common law, statutes and court decisions. More Info
$501General Credit -
Foreclosure: Mastering After The Sale Challenges
The purpose of this course is to prepare real estate attorneys for managing ‘normal’ post foreclosure sale processes, managing client expectations and managing the expectations of the other players involved in the foreclosure sale process, help attorneys identify potential post-foreclosure sale challenges, and help attorneys solve post-foreclosure sale challenges proactively. This CLE course will also address Several Challenges faced in the Foreclosure process: Post-Judgment Costs,... More Info
$751.5General Credits -
Form CRS: Practical Considerations for Attorneys
Every attorney who is in the position of referring a client to a financial professional or firm needs to be aware of the firm's CRS, a new 2- to 4-page disclosure document that SEC-regulated firms must deliver to their clients. The CRS was adopted to help investors understand the different standards of care that apply to their financial professionals (investment advisers vs. broker-dealers vs. dual registrants), as well as conflicts of interest embedded in the firm's way of doing busi... More Info
$501General Credit