Illinois MCLE - All Courses
This is a listing of CLE Courses for Illinois. Please make your selection below of Illinois CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.
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Regulation Best Interest and Form CRS: Recent Observations and What to Expect
Attend this program to hear how firms are complying with Regulation Best Interest (Reg BI) and Form CRS (client relationship summary) rules. Join FINRA staff and industry panelists as discuss issues and observations about how firms are complying with the rules. Panelists share what they are seeing during compliance examinations, effective practices, and resources available to help firms comply with future initiatives. After attending this session, you will be able to: Discuss... More Info
$501General Credit -
Regulation of Banks in the U.S.
This CLE course focuses on the regulation of banks in the U.S. It covers the significant bank regulatory laws from the Great Depression to the 2010 Dodd Frank Act, as well as both federal and state regulatory agencies having jurisdiction over banks. It also discusses various regulatory compliance requirements, including anti-money laundering and several Dodd Frank Act requirements; trends in governmental enforcement actions against banks; the recurring cycles of de-regulation resulting in fina... More Info
$751.25General Credits -
Regulatory, Contract, and Licensing Issues in the Hospitality Industry
The hospitality industry is a central facet of life in New York City, both for tourists and those who call the city home. New York City hospitality business operators require accurate, up-to-date, and reliable information, both to start a new business, and to keep their businesses compliant with ever changing regulatory and licensing laws. This topical CLE program, given by attorney Aaron H. Pierce, provides an overview of some of the most essential issues facing a restaurateur looking to open... More Info
$751.5General Credits -
Religion and Estate Planning
Planning a client’s estate involves more than just the transfer of wealth. To draft a customized plan that achieves a client’s unique goals requires an understanding the client’s values and convictions, and in many cases, his or her religious beliefs. A recent Gallup Poll on the role of religion in the United States, 37% of respondents self-identified as “Highly Religious.” That same year Americans donated upwards of $127B to support religious organizations and causes. Yet despite the central... More Info
$501General Credit -
Remote Legal Work in the Post-Pandemic Age
The Pandemic has finally taught lawyers, even the most technologically averse, that they can work from just about anywhere. But have the law and professional responsibility rules kept pace? In this program, we will explore the disconnect between the reality of remote practice and the applicable legal and ethical rules. We will use hypotheticals to discuss the key issues, such as virtual law offices, working remotely across state lines, in-state law office requirements, and more.... More Info
$501Ethics Credit -
Remote Supervision
Join FINRA staff and industry panelists as they discuss what they have learned from working remotely. During the session, panelists discuss effective controls, procedures, and processes that member firms are incorporating to address supervision in a remote work environment. After attending this session, you will be able to: Identify controls, procedures, and processes that member firms are incorporating to address supervision in a remote work environment Review lessons learned and... More Info
$501General Credit -
Remote Supervision: Compliance Challenges in a Remote Working World
The COVID-19 pandemic significantly affected firms’ day-to-day operations across the securities industry, including requiring firms to transition most or all staff to remote work environments and implement remote supervisory practices. Join FINRA staff and industry panelists as they discuss challenges firms face with staff working from home during the COVID-19 pandemic. Panelists also share what they have learned from these events and how they have improved their Business Continuity P... More Info
$501General Credit -
Remove The "Stress" From Removal Defense: Practice Before The Federal Immigration Courts
Practicing before the federal immigration courts, known as "EOIR" for short, can often be very stressful for attorneys. Not only must attorneys keep up with the near-constant change in immigration law itself, but with the nearly as volatile policies and procedures of the Courts themselves. Since the COVID-19 pandemic began, the Courts have gone through a major procedural transformation, including the introduction of electronic filings on the ECAS system. However, removal defense before... More Info
$751.5General Credits -
Renewable Energy Law: A National Perspective On Today's Hottest Trend
A comprehensive overview of today’s hottest industry, this CLE course offers a broad perspective on the solar and renewable energy industry nationwide. The course will also explore the specifics of the unique nature of New Jersey’s solar energy market, the SREC market and the impact it has on the industry across the country. More Info
$1252.5General Credits -
Representing a Deponent and Deposing a Representative
This CLE is designed to introduce the concepts behind a representative appearing at a deposition. this course will examine doing so under 30 of the Federal Rules of Civil Procedure, but will discuss the practical implications of doing so; the ways in which such a deposition could be conducted; and, in what actual capacity such a person testifies. This course will also discuss the privileges that can be asserted in such a deposition, and how they differ slightly from those that can be... More Info
$501General Credit