Hawaii CLE - All Courses

This is a listing of CLE Courses for Hawaii. Please make your selection below of Hawaii CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.

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  • Overview of Social Security’s Decision Making Process

    Learn the basics about how Social Security determines if someone is entitled to receive disability benefits. This CLE course will cover the definition of disability that must be met to receive benefits and will also walk you through, not only the procedural steps of the claim process, but also the disability analysis used by adjudicators to evaluate if the definition of disability is met. At the end of the course, you will have the basic information needed to formulate a successful a... More Info

    $100
    2General Credits
  • Overview of Parliamentary Law and Procedure

    Attorneys serving as general counsels or as municipal attorneys are often required by the organization’s governing documents or statues to serve as parliamentarian at regular and annual meetings of their organizations. This course will present the basic rules and guidance for serving in this capacity. The parliamentary authority most cited is of Robert’s Rules of Order, Newly Revised (12th Edition); however, other standard authorities are mentioned where appropriate. The course includes f... More Info

    $75
    1.5General Credits
  • Overview of New York No Fault Claims and Litigation from a Defense Attorney Perspective

    No Fault Litigation from a defense attorney perspective, starts with an overview of the No Fault System, and who is eligible for New York State No Fault benefits. The definition of who is an eligible injured party and when claims must be paid and/or denied. This CLE course will also cover the defenses to No Fault claims, claims processing, and the recommended tactics for defending denied No Fault claims. More Info

    $50
    1.25General Credits
  • Overview of FinTech Regulation and Compliance

    A very high-level overview of some of the issues and challenges facing attorneys representing companies that are utilizing new technology to improve and automate the delivery of financial services (FinTech). Overview of the core principles and regulatory regimes in the United States governing key aspects of financial services including banking, securities, funds, money transmission, commodities, and anti-money laundering, and how these affect the operations of FinTech companies.... More Info

    $50
    1General Credit
  • Overview of Adult Use Legislation in New York & New Jersey

    Moderated by Dr. Malik Burnett, this panel begins with Chris Alexander and Senator Krueger explaining New York’s pending Marijuana Regulation and Taxation Act (“MRTA”) followed by Amol Sinha speaking about New Jersey’s pending legalization bill. The discussion continues with current issues standing in the way of legalization and the instructors’ visions of what an inclusive, regulated cannabis industry looks like. Mr. Sinha explains the difference between legalization and decriminalization and... More Info

    $75
    1.75General Credits
  • Overhaul of Regulatory Capital Requirements Proposed By US Banking Regulators

    The US federal banking regulators have jointly proposed extensive revisions to the regulatory capital requirements for [midsize and] larger US banking organizations. The revisions are lengthy and would change the requirements for credit, market, and operational risk. Some of the revisions are long-expected (e.g., re-evaluation of use of internal models), but others are novel (e.g., capital charge for operational risk) or driven in response to the recent banking crisis. Further, the rev... More Info

    $75
    1.5General Credits
  • Outside Business Activities and Private Securities Transactions: 2019-2020 Update

    Outside business activities (OBAs) and private securities transactions (PSTs) are regulatory and examination priorities, as they can both result in conflicts of interest that firms must understand and, as necessary, mitigate. Join industry practitioners and FINRA staff, in this advanced session, as they cover conflicts arising from OBAs and PSTs, and keys to handling them and complying with regulatory requirements, including situation involving dually registered advisors. Panelists also discus... More Info

    $50
    1General Credit
  • Outside Business Activities and Private Securities Transactions

    This CLE program will provide guidance on effective practices for monitoring outside business activities and supervising private securities transactions. FINRA panelists discuss common OBA deficiencies found during examinations. Panelists share effective practices regarding policies and procedures for identifying, documenting and disclosing OBAs. FINRA will also discuss the recently proposed rule changes related to OBAs and PSTs. After attending this session, you will be able to: Unde... More Info

    $50
    1General Credit
  • Outbound and Inbound Taxation: An Overview of U.S. Tax Law

    The globalization of the economy has created countless opportunities for investors, importers and manufacturers. But the consequences of inbound taxation (foreigners doing business in the US) and outbound taxation (Americans doing business overseas) are growing increasingly complex. This comprehensive and fascinating CLE course will explain all the tax ramifications of these transactions, with particular emphasis on structuring options for all types of transactions including that for ownership... More Info

    $50
    1General Credit
  • Options Markets: Recent Regulatory Issues

    Join FINRA staff and industry panelists as they discuss regulatory issues impacting options markets. After attending this session, you will be able to: Discuss recent and ongoing regulatory initiatives Discuss supervision of options trading in customer accounts Identify effective controls, procedures, and technology processes More Info

    $35
    0.75General Credit

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