Connecticut MCLE - All Courses
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Form CRS: Practical Considerations for Attorneys
Every attorney who is in the position of referring a client to a financial professional or firm needs to be aware of the firm's CRS, a new 2- to 4-page disclosure document that SEC-regulated firms must deliver to their clients. The CRS was adopted to help investors understand the different standards of care that apply to their financial professionals (investment advisers vs. broker-dealers vs. dual registrants), as well as conflicts of interest embedded in the firm's way of doing busi... More Info
$501General Credit -
Franchise Law: Five Issues Facing Franchisors and Franchisees
Franchise Law is affecting many of the businesses ordinary Americans interact with on a daily basis. Whether it’s getting your coffee, having a sandwich, or buying a car, you are almost ensured to deal with a franchised business today. With popularity comes problems, and there are many issues facing franchisors and franchisees throughout the United States. This CLE lecture, “Franchise Law: Five Issues Facing Franchisors and Franchisees,” will focus on some of the more prevalent issues,... More Info
$501General Credit -
Franchise Law: Representing Franchisees from Courtship to Divorce
This CLE course will explore the difficulties of representing franchisees, both pre-sale, in-term, and post-term, given the disparity in negotiating power, and the way franchise documents are drafted. The Course will look at federal and state law, and provide advice to attorneys representing franchisees nationwide. More Info
$501General Credit -
Fraud Detection and Prevention
Attend this session to hear about recent and noteworthy fraud cases. This session focuses on recent or noteworthy fraud trends impacting the financial services industry. Panelists highlight emerging trends in financial frauds related to the brokerage industry, provide tips to identify potential “red flags,” and discuss what to do if a fraudulent scheme is suspected. After attending this session, you will be able to: Understand emerging trends in this new COVID environment in sec... More Info
$501General Credit -
Freedom of Contract or Freedom from Contract? A Comparison of the Various Jewish and American Traditions
This CLE course will explore the evolution of contract law, focusing on the different models of contracts in Talmudic and American law. In particular, this course will discuss how Jewish law sought to construct a functioning legal system without a clear doctrine of bi-lateral contracts. Emphasis will be placed on both the sale of land and the sale of other goods. Additionally, this presentation will concentrate on freedom of contract as a legal doctrine. More Info
$501General Credit -
Fundamentals of DUI/DWI Law: A Practical Guide
Driving Under the Influence of Alcohol or Drugs is a systemic problem that transcends socioeconomic borders and it capable of impacting anyone at any time. Police and prosecutors are ever vigilant in curtailing this dangerous practice and have numerous resources at their disposal to ensure a successful prosecution. With the advent of diversionary programs and the recent focus of rehabilitation over punishment, however, there are increasingly more and more avenues for defense attorneys to explo... More Info
$501General Credit -
Fundamentals of Orthopedics for Lawyers: Anatomy, Injuries, and Common Procedures
Many legal proceedings with an injury component include an orthopedic procedure either to fix an injury or a case involving a defective product such as total knee implant, pedicle screw, or biologic, such as Norian. This course should leave lawyers with an understanding of the following items: 1. Relevant cases and procedural considerations 2. Relevant anatomy 3. Detailed explanation of common orthopedic surgical procedures More Info
$501General Credit -
Fundamentals of the Music Business & Law
This CLE course will provide you with a comprehensive understanding of copyright law's applicability to the music business and why copyright is the basis of the recording and music publishing industries. Steve Gordon explains the rights of copyright owners of musical works and the different rights that apply to musical compositions and musical recordings. He also illuminates the roles of the performance rights organizations (PROs), i.e., ASCAP, BMI and SESAC, Harry Fox and Sound Exchange. In a... More Info
$501General Credit -
Gamification, Mobile Apps and Digital Engagement
Panelists share insights into the developing world of digital engagement practices, including gamification, in broker dealers’ mobile apps, marketing, and online platforms. Attend this session to hear how compliance and regulatory experts are responding to the rapidly developing use of data analytics to drive digital communications. Panelists discuss risks and benefits of digital engagement features and how to supervise them effectively. After attending this session, you will be... More Info
$501General Credit -
Gamification, Social Media, and Digital Communications Perspectives
Attend this session to hear how regulatory experts are evaluating the rapidly changing world of digital communications to capture investors’ attention and influence their behavior. The panel discusses risks and benefits of gamification features on broker-dealers’ apps and websites, and also considers the effects of digital marketing, notifications and alerts, and the increased impact of social media during the pandemic and beyond. More Info
$501General Credit