Compliance’s Role in Hiring and Firing: Tips for Screening, On-Boarding and Termination

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About This Course

This CLE program provides guidance for screening and training new hires. Panelists will share their firm’s practices for hiring, ongoing monitoring and terminating personnel.

After attending this session, you will be able to:

  • Learn how to conduct background checks.
  • Review screening techniques for hiring personnel.
  • Identify why compliance should be involved in the on-boarding and termination process.
  • Establish new employee training and information needed.
  • Discuss the termination process.

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