California MCLE - Corporate Law Courses
This is a listing of Corporate Law CLE Courses for California. Please make your selection below of California CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.
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Cyber Security Compliance Trifecta: Recent Revisions to Three Important Security & Privacy Standards
Cybersecurity compliance concerns have emerged as a forefront issue for both large and small enterprises. Revisions of three important standards or requirements were published recently and will have far reaching cybersecurity compliance implications. The National Institute of Standards and Technology (NIST) released Spec. Pub 800-53 (Security and Privacy Controls for Information Systems and Organizations), the Payment Card Industry Security Standards Council published PCI-DSS 4.0, and... More Info
$501Technology -
Digital Communications and Social Media
In the rapidly developing world of digital marketing, how can firms stay in compliance? Can firms communicate relevant, meaningful information in the digital age? Attend this session to experience how industry and regulatory experts are grappling with these challenges. The panel covers current topics including how firms engage technology to address their compliance obligations and creative ways to use effective disclosure. More Info
$501General Credit -
Drafting Legally Sound Job Descriptions
Job descriptions are introduced into court more often than any other document in support of a variety of different legal claims against employers. However, there are legal pitfalls that you need to be aware of when either drafting such job descriptions or advising clients on best practices for drafting such job descriptions. A well drafted job description can help you defend an employer in an ADA case but a poorly-drafted job description can mean losing such a case. This CLE course w... More Info
$501General Credit -
E-Discovery Case Law Review
In this CLE program, three e-discovery thought leaders, including one chief district judge and one Fortune 500 legal director will review the key e-discovery cases and trends from e-discovery case law. Topics Include Analysis of three influential e-discovery cases Judicial and in-house attorney’s perspective on current e-discovery issues Practical lessons from the bench and in-house counsel for creating defensible e-discovery processes More Info
$501General Credit -
E-Discovery Case Law: Sanction Cases You Need to Know
E-Discovery sanctions. Two dreaded words that will get any attorney's attention. In this CLE program, learn what e-discovery sanction cases you need to know to keep your organization protected and out of the headlines. Topics include: 3 noteworthy e-discovery sanction cases and how to prevent the mistakes made Trends surrounding e-discovery sanction cases Tips from an experienced panel that includes legal professionals in variety of roles (in-house, law firm, judiciary) More Info
$501General Credit -
Ethical Issues of Mobile Lawyering
Electronic communication has made businesses more economical, environmental, and efficient. The speed and ease with which we conduct transactions, from the simplest to the most complex, is unprecedented. But the new modes of communication have drawbacks, especially for an industry as nuanced as the legal profession. This comprehensive CLE course will explain the challenges of electronic communication, the additional onus of ethical obligations, the newest statutes, additions and addend... More Info
$501Ethics Credit -
Exempt Offerings
This CLE program focuses on industry and regulatory developments related to Reg D and Reg A+ offerings. During the session, panelists discuss common concerns and recent regulatory findings. Speakers provide practical information and effective practices for firms offering these products to retail investors and discuss Regulatory Notices 20-21 and 21-26. More Info
$501General Credit -
Federal Judges Panel: Avoiding “Irreversible Mistakes” in E-Discovery
In this CLE program, learn why none of the 22 participating judges in Exterro's Federal Judges Survey “Completely Agreed" that the typical attorneys appearing before them possess the subject matter knowledge required to effectively counsel clients on e-discovery matters. Three of the judges who participated in the survey will address this and other key survey findings around e-discovery best practices and trends. The judges will also offer advice for preventing, as one respondent stat... More Info
$501General Credit -
FINRA’s Examination and Risk Monitoring Program
Attend this session to learn about the firm grouping structure and lessons learned during implementation. During this session, you will hear discussions around the firm grouping structure, lessons learned as a result of transformation, and what firms can expect going forward. After attending this session, you will be able to: Understand new organizational structures in the Exam, Specialist and Risk Monitoring Programs Discuss Risk Monitoring activities Discuss what firms can... More Info
$501General Credit -
FINRA’s Suitability Rule and SEC’s Proposed Regulation Best Interest
This CLE program will focus on the key issues regarding FINRA’s suitability Rule 2111 and the SEC’s Proposed Regulation Best Interest Rule, including a review of their differences. Panelists provide practical advice on how firms and registered representatives can better understand customers and securities in order to comply with FINRA’s suitability obligations and prepare for the SEC’s proposed Regulation Best Interest Rule. More Info
$501General Credit