California MCLE - All Courses

This is a listing of CLE Courses for California. Please make your selection below of California CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.

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  • Oh How the Mighty Have Fallen: Crypto and the Federal Securities and Commodities Laws

    This CLE program covers the basics of the intersection between “cryptocurrencies” and the federal securities and commodities laws. The title of this program comes from Samuel 2, 1:19. Why this title is apt should be obvious to anyone knowing of recent events in the world of crypto. The program discusses the allegations against Samuel Bankman-Fried, the former CEO of a group of companies known as “FTX,” by the U.S. Department of Justice, the Securities and Exchange Commission and the Com... More Info

    $50
    1General Credit
  • ON STRIKE! The Law of Labor Conflict

    Union organizing and strikes are on the rise. While the federal law governing labor-management relations has changed little in decades, recent decisions of the National Labor Relations Board and evolving methods of workplace protest are changing the landscape of traditional union activity. This course examines the fundamental provisions of the National Labor Relations Act and its amendments relating to labor strikes, picketing, boycotts, and other protest activities, in both union an... More Info

    $50
    1General Credit
  • Opioids: What Attorneys Need to Know

    Join Dr. Allison Muller as she presents on what attorneys need to know about the effects of alcohol, street prescription drugs, opioids and marijuana and synthetic cannabinoids. This CLE program is especially relevant for attorneys practicing in the areas of criminal law, personal injury, products liability, family law, employment law and those in general practice. More Info

    $50
    1General Credit
  • Outbound and Inbound Taxation: An Overview of U.S. Tax Law

    The globalization of the economy has created countless opportunities for investors, importers and manufacturers. But the consequences of inbound taxation (foreigners doing business in the US) and outbound taxation (Americans doing business overseas) are growing increasingly complex. This comprehensive and fascinating CLE course will explain all the tax ramifications of these transactions, with particular emphasis on structuring options for all types of transactions including that for ownership... More Info

    $50
    1General Credit
  • Outside Business Activities and Private Securities Transactions

    This CLE program will provide guidance on effective practices for monitoring outside business activities and supervising private securities transactions. FINRA panelists discuss common OBA deficiencies found during examinations. Panelists share effective practices regarding policies and procedures for identifying, documenting and disclosing OBAs. FINRA will also discuss the recently proposed rule changes related to OBAs and PSTs. After attending this session, you will be able to: Unde... More Info

    $50
    1General Credit
  • Outside Business Activities and Private Securities Transactions: 2019-2020 Update

    Outside business activities (OBAs) and private securities transactions (PSTs) are regulatory and examination priorities, as they can both result in conflicts of interest that firms must understand and, as necessary, mitigate. Join industry practitioners and FINRA staff, in this advanced session, as they cover conflicts arising from OBAs and PSTs, and keys to handling them and complying with regulatory requirements, including situation involving dually registered advisors. Panelists also discus... More Info

    $50
    1General Credit
  • Overview of FinTech Regulation and Compliance

    A very high-level overview of some of the issues and challenges facing attorneys representing companies that are utilizing new technology to improve and automate the delivery of financial services (FinTech). Overview of the core principles and regulatory regimes in the United States governing key aspects of financial services including banking, securities, funds, money transmission, commodities, and anti-money laundering, and how these affect the operations of FinTech companies.... More Info

    $50
    1General Credit
  • Panning for Gold: Making Preliminary Hearings Count

    Preliminary and other pretrial evidentiary hearings are excellent opportunities to learn more about the prosecution case, test defense legal theories, and lock in the witness’s story. Just because we often lose these hearings on the merits does not mean that they cannot help us. It is important to think about the goals for the hearing, each witness, and each topic that will be covered in the hearing. The goals dictate our strategy and tactics at the hearing, especially our choice of questionin... More Info

    $50
    1General Credit
  • Pay Equity and Pay Transparency in New York and Beyond

    Over the last few years, the second wave of pay equity legislation hit the ground running with numerous states and cities passing pay transparency laws. As New York employers continue to hire employees remotely around the country, this webinar will focus on pay transparency requirements in New York/New York City and other key states, including California and Colorado. We will also focus on additional pay equity compliance considerations that are on the horizon (including pay data repor... More Info

    $50
    1General Credit
  • PAY OR PLAY: How to Make it Meaningful

    “Pay or Play” is an important point in any negotiation for services in the Entertainment Industry. But is getting “pay or play” as part of the deal the beginning or end of the negotiation over that point? This CLE explores the myriad other issues which need to be addressed as part of “pay or play”, and looks at some of the cases and a sample agreement to give context to the importance of this presentation. More Info

    $50
    1General Credit

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