California MCLE - All Courses

This is a listing of CLE Courses for California. Please make your selection below of California CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.

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  • Doing More With Less: Challenges of a Small Firm Compliance Department

    Attend this program to hear how to mitigate regulatory risk in addition to identifying opportunities to spend money wisely while fulfilling their duties as officers of their firms. A strong compliance program does not have to be expensive to be effective but needs commitment from all levels. Join FINRA staff and industry practitioners for a discussion on mitigating regulatory risks and determining how to more effectively allocate resources when establishing and maintaining an effecti... More Info

    $35
    0.75General Credit
  • Ethical Guidelines Governing Title Company Legal Personnel

    This CLE course explores the ethical standards and guidelines specific to title companies and their personnel. The course will review ethical requirements imposed by RESPA as well as: New York State Insurance Law Opinions issued by the Insurance Department's Office of General Counsel Effects of statutes governing the unauthorized practice of law upon title insurance companies and their personnel Opinions of the New York State Bar Association More Info

    $35
    0.75Ethics Credit
  • Everything You Wanted to Know About Diversity In The Legal Profession, But Were Afraid to Ask

    Diversity and inclusion are difficult topics to avoid, especially as they apply to workplace hiring. This CLE course will deal specifically with the legal profession and offer a frank discussion on the real reasons why diversity in the legal workplace is so uncommon. The course will also delve into the issue of the harm this causes both in general and to the legal profession and how to implement changes that will better serve the public at large. More Info

    $35
    0.75Elimination Bias
  • Fannie Mae and FHA Condominium Regulation and Policy

    This CLE course will explore the relevant guidelines and legal requirements that regulate the availability of obtaining end-loan financing for condominium and cooperative developments which attorneys are relied upon by developers for advice and guidance. Starting with a brief discussion of the history and market trends that led to the current regulatory environment, the course will then explore the currently available financing options and methods for obtaining approval from Fannie Mae, the FH... More Info

    $35
    0.75General Credit
  • Global Advertising: Advertising Law in Brazil

    With the ever-increasing importance of the web, and social media in particular, as a tool to market consumers, advertising is rarely confined by national borders. As companies think about communicating with a broader range of consumers, throughout the world, it is critical for them to understand the key rules governing advertising globally. This CLE program, co-sponsored by the Global Advertising Lawyers Alliance, will provide an overview of the rules governing advertising to consumers... More Info

    $35
    0.75General Credit
  • Municipal Rules and 529 Plans Update

    The MSRB (Municipal Securities Rulemaking Board) substantially amended its rules for municipal dealers’ advertising and adopted a brand new standard for municipal advisors’ advertising. The MSRB also adopted formal guidance for both dealers and advisors’ use of social media. The municipal securities advertising rules have changed. This CLE Lecture will assist in learning how the regulators are applying the modernized standards including the new rule for municipal adviser firms. The... More Info

    $35
    0.75General Credit
  • NYC Building Compliance and Understanding NYC Local Law 97

    NYC enacted Local Law (LL 97) in 2019 as a part of the Climate Mobilization Act. It is NYC’s goal to implement and achieve a carbon net zero environment by 2050. LL 97 sets forth carbon emissions limits for NYC buildings which are covered by the statute. Our panelists will discuss: The basics of LL 97; which buildings must comply with How to comply to get your building to meet carbon emissions limits What buildings are waived Penalties and fines assessed against non compliance And... More Info

    $35
    0.75General Credit
  • NYS 2023 Notary Public & Remote Online Notarization Regulations: The Basics and Applications to Real Estate Transactions

    On January 25, 2023 the new Part 182.2-182.11 of the Rules and Regulations of the Department of State (Part 182) became effective governing and changing record-keeping requirements for NYS notaries, providing identity verification procedures, authorizing electronic notarization, providing for a separate notarial commission for electronic notary services and repealing remote ink notarization. Our expert panel will discuss the new requirements, their application to real estate transactions... More Info

    $35
    0.75General Credit
  • Options Markets: Recent Regulatory Issues

    Join FINRA staff and industry panelists as they discuss regulatory issues impacting options markets. After attending this session, you will be able to: Discuss recent and ongoing regulatory initiatives Discuss supervision of options trading in customer accounts Identify effective controls, procedures, and technology processes More Info

    $35
    0.75General Credit
  • Pregnancy & Caregiver Rights in the Workplace

    Pregnancy and caregiving responsibilities present unique challenges for both workers and employers. Managers must balance the need for continuity of business operations with regulations that protect expecting mothers and new parents from discrimination and retaliation. For new moms, the stress of pregnancy is too often compounded by unlawful mistreatment from bosses who are overly concerned with their bottom line. This CLE program will include practical guidance for employment law pract... More Info

    $35
    0.75General Credit

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