Overview of FinTech Regulation and Compliance

SKU: FINTECH2700 Back to Course Listings

CLE Courses Available Online and with iOS/Android App!

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About This Course

A very high-level overview of some of the issues and challenges facing attorneys representing companies that are utilizing new technology to improve and automate the delivery of financial services (FinTech).

Overview of the core principles and regulatory regimes in the United States governing key aspects of financial services including banking, securities, funds, money transmission, commodities, and anti-money laundering, and how these affect the operations of FinTech companies.

This CLE course is designed for attorneys, professionals or anyone concerned with starting a FinTech company or service.

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