Arizona MCLE - All Courses
This is a listing of CLE Courses for Arizona. Please make your selection below of Arizona CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.
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Financial Responsibility Rules and Relevant Touchpoints
In this informative CLE course, panelists will discuss topics involving SEC and FINRA financial responsibility rules, including regulatory obligations of introducing, intermediary, carrying and clearing firms under FINRA Rule 4311; SEA Rule 17a-4; and other topics including liquidity and fully-paid lending. More Info
$501General Credit -
Finding Hidden Assets in a Matrimonial Case
This CLE course is presented by Tully Rinckey PLLC Partner Mario Cometti, Esq. Mr. Cometti will draw upon his experience as a former partner in a New York City law firm representing high net worth individuals in complex divorce proceedings to assist attorneys of all levels of skill and experience in improving their legal knowledge regarding discovery procedures and techniques. Mr. Cometti will provide guidance to attorneys on the Civil Practice Laws and Rules and other applicable laws in the c... More Info
$501General Credit -
Finding The Perfect Client: A Guideline to Personal Injury Representation
While there are many courses that offer advice on how to be the perfect attorney, few focus on what is perhaps a more critical issue—the perfect client. When it comes to personal injury cases, client issues abound and it’s crucial to assess the situation before taking on a case. This CLE course will outline the myriad potential issues from how an attorney enlists clients, how to determine which clients to represent and the viability of client claims. Included in this course is: Sources f... More Info
$751.5General Credits -
Finding, Keeping and Preventing Problems with Clients is as Easy as A,B,C
This unique CLE program by New York Tort lawyer and radio host Kenneth Landau will offer attorneys in all areas of practice over 100 Tips on Finding, Keeping and Avoiding problems with clients. You will learn how to educate clients about how you can be of help to them in resolving or preventing their legal problems. Best strategies for encouraging consultations, giving seminars and billing will also be covered. You will also learn the ten reasons why clients hate lawyers and how to... More Info
$751.5General Credits -
Fingerprints, Face Scans & Voice Recognition Technology: Illinois Biometric Information Privacy Act
This CLE program will focus on issues related to the Illinois Biometric Information Privacy Act, which is the only state law in the country that allows for a private right of action related to the mere collection and storage of biometric information. As a result, countless BIPA class action lawsuits have been filed in Illinois and elsewhere. The program will focus on unique issues facing BIPA and biometric privacy, including the use of fingerprints, retina scans, face scans, voice recogniti... More Info
$501General Credit -
FINRA’s Examination and Risk Monitoring Program
Attend this session to learn about the firm grouping structure and lessons learned during implementation. During this session, you will hear discussions around the firm grouping structure, lessons learned as a result of transformation, and what firms can expect going forward. After attending this session, you will be able to: Understand new organizational structures in the Exam, Specialist and Risk Monitoring Programs Discuss Risk Monitoring activities Discuss what firms can... More Info
$501General Credit -
FINRA’s Suitability Rule and SEC’s Proposed Regulation Best Interest
This CLE program will focus on the key issues regarding FINRA’s suitability Rule 2111 and the SEC’s Proposed Regulation Best Interest Rule, including a review of their differences. Panelists provide practical advice on how firms and registered representatives can better understand customers and securities in order to comply with FINRA’s suitability obligations and prepare for the SEC’s proposed Regulation Best Interest Rule. More Info
$501General Credit -
Fintech Firms: Communications Compliance Topics
Join FINRA staff and industry panelists as they share insights on challenges and effective practices related to communications compliance for Fintech focused firms. The panel covers topical issues such as digital engagement practices, mobile applications, integrated product offerings, and crypto assets. Panelists answer questions and provide tips on the use of technology to help navigate this quickly evolving area. More Info
$501General Credit -
Five Critical Developments in Class Action Litigation
Class action litigation is a constantly shifting and evolving area of jurisprudence. Although class litigation is often amongst the highest stakes of any litigation field, the nature of Rule 23 -which prescribes broad guidelines but few bright line rules -results in divergent and interesting debates, practically and academically. This course will tackle critical recent developments in five different areas of the law related to class litigation-administrative feasibility, Article III ju... More Info
$501.25General Credits -
Five Reasons to Read Your Construction Contract
You have agreed on the price. You have agreed on the scope of work. Now what? Well, you still need to memorialize your agreement into a written a contract that includes the acceptance and the shifting of certain risks. This does not mean you should just sign whatever is presented to you though. This CLE course will outline the specific areas to study in a contract including indemnity clauses, order changes and notice requirements, payment requirements, delay damages and dispute resolution. More Info
$501General Credit