Alabama CLE - On-Demand Courses

This is a listing of CLE Courses for Alabama. Please make your selection below of Alabama CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.

CLE Courses Available Online & iOS/Android App and with Live Webinars!

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  • On-Demand
    Online & iOS/Android App

    Red-Hot Issues in New Jersey Practice

    Issues that are decided by New Jersey Courts are significant in many ways. Each of the cases and attendant issues that seasoned attorney Peter J. Kurshan discusses in this CLE presentation warrants your attention. The topics at bar include ethics, affidavits of merit, fee shifiting, negligent infliction of emotional distress, consumer fraud, dismissals for not providing discovery and the Entire Controversy Doctrine. Peter offers a rapid fire overview of these, and other subject areas. This is... More Info

    $50
    1General Credit
  • On-Demand
    Online & iOS/Android App

    Redefining Communications Compliance for the Digital Age

    As we rely increasingly on mobile apps, social media, and other digital channels to communicate, how are firms addressing the compliance challenges and opportunities these media offer? Learn with industry and FINRA experts about how to navigate the increasingly complex landscape of firm communications with the public. Panelists cover lessons learned from FINRA’s ”finfluencer” targeted examinations, recent enforcement activity around off-channel communications, and how practitioners are approac... More Info

    $50
    1General Credit
  • On-Demand
    Online & iOS/Android App

    RegTech in Advertising and Compliance and Beyond

    RegTech (Regulatory Technology) is more than a buzzword, it is a real movement that is already having an impact on regulatory compliance. This CLE lecture will give you insight on innovative technologies being used to develop more effective, efficient, and risk-based compliance programs in the area of communications with the public. This CLE lecture will discuss how RegTech tools are helping address new challenges and regulatory implications associated with supervision, vendor management, da... More Info

    $50
    1General Credit
  • On-Demand
    Online & iOS/Android App

    Regulation Best Interest and Form CRS: Recent Observations and What to Expect

    Attend this program to hear how firms are complying with Regulation Best Interest (Reg BI) and Form CRS (client relationship summary) rules. Join FINRA staff and industry panelists as discuss issues and observations about how firms are complying with the rules. Panelists share what they are seeing during compliance examinations, effective practices, and resources available to help firms comply with future initiatives. After attending this session, you will be able to: Discuss... More Info

    $50
    1General Credit
  • On-Demand
    Online & iOS/Android App

    Religion and Estate Planning

    Planning a client’s estate involves more than just the transfer of wealth. To draft a customized plan that achieves a client’s unique goals requires an understanding the client’s values and convictions, and in many cases, his or her religious beliefs. A recent Gallup Poll on the role of religion in the United States, 37% of respondents self-identified as “Highly Religious.” That same year Americans donated upwards of $127B to support religious organizations and causes. Yet despite the central... More Info

    $50
    1General Credit
  • On-Demand
    Online & iOS/Android App

    Remote Legal Work in the Post-Pandemic Age

    The Pandemic has finally taught lawyers, even the most technologically averse, that they can work from just about anywhere. But have the law and professional responsibility rules kept pace? In this program, we will explore the disconnect between the reality of remote practice and the applicable legal and ethical rules. We will use hypotheticals to discuss the key issues, such as virtual law offices, working remotely across state lines, in-state law office requirements, and more.... More Info

    $50
    1Ethics Credit
  • On-Demand
    Online & iOS/Android App

    Remote Supervision

    Join FINRA staff and industry panelists as they discuss what they have learned from working remotely. During the session, panelists discuss effective controls, procedures, and processes that member firms are incorporating to address supervision in a remote work environment. After attending this session, you will be able to: Identify controls, procedures, and processes that member firms are incorporating to address supervision in a remote work environment Review lessons learned and... More Info

    $50
    1General Credit
  • On-Demand
    Online & iOS/Android App

    Remote Supervision: Compliance Challenges in a Remote Working World

    The COVID-19 pandemic significantly affected firms’ day-to-day operations across the securities industry, including requiring firms to transition most or all staff to remote work environments and implement remote supervisory practices. Join FINRA staff and industry panelists as they discuss challenges firms face with staff working from home during the COVID-19 pandemic. Panelists also share what they have learned from these events and how they have improved their Business Continuity P... More Info

    $50
    1General Credit
  • On-Demand
    Online & iOS/Android App

    Representing a Franchisee Against his Franchisor: Obtaining Information for Litigation

    The purpose of this lecture is to advise an attorney who is representing a franchisee in litigation against his franchisor. The most important initial aspect of the case is to gather the information that will be used to successfully prosecute the franchisee’s case. It is also very important to obtain the information that the franchisor will attempt to use against the franchisee for the inevitable counterclaim. This CLE lecture will address the steps the franchisee’s attorney should employ t... More Info

    $50
    1General Credit
  • On-Demand
    Online & iOS/Android App

    Representing Multi-State Employers: How to Draft Legally Compliant Employee Handbooks

    Understanding what an employee handbook must have in it is tough enough. However, if you represent a multi-state employer doing business in more than one state, it is even more complicated. There are a multitude of laws that vary state by state that an organization needs to ensure compliance with. Failure to do so can put an organization at legal peril. One of the causes for concern when drafting a multi-state handbook is that employers must comply with both federal and state laws c... More Info

    $50
    1General Credit

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